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Stellus Capital Investment Corp

45 hedge funds and large institutions have $43M invested in Stellus Capital Investment Corp in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

278% more call options, than puts

Call options by funds: $604K | Put options by funds: $160K

0.96% less ownership

Funds ownership: 17.86%16.91% (-0.96%)

2% less capital invested

Capital invested by funds: $43.9M → $43M (-$874K)

4% less funds holding

Funds holding: 4745 (-2)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

21% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 14

Holders
45
Holders Change
-2
Holders Change %
-4.26%
% of All Funds
0.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
11
Reduced
14
Closed
7
Calls
$604K
Puts
$160K
Net Calls
+$444K
Net Calls Change
+$186K
Name Holding Trade Value Shares
Change
Change in
Stake
AM
1
Ares Management
California
$11.1M +$157K +12,002 +1%
CIM
2
Confluence Investment Management
Missouri
$4.55M +$16.1K +1,226 +0.4%
AAM
3
Advisors Asset Management
Colorado
$3.83M +$581K +44,324 +18%
C
4
Cliffwater
California
$3.22M +$151K +11,542 +5%
RJA
5
Raymond James & Associates
Florida
$2.71M -$37.1K -2,833 -1%
MC
6
Muzinich & Co
New York
$2.1M
Sumitomo Mitsui Trust Group
7
Sumitomo Mitsui Trust Group
Japan
$2.1M
BlackRock
8
BlackRock
New York
$1.74M +$270K +20,604 +18%
Legal & General Group
9
Legal & General Group
United Kingdom
$1.57M -$63.3K -4,832 -4%
GCM
10
Gables Capital Management
Florida
$1.47M -$20.3K -1,550 -1%
Two Sigma Investments
11
Two Sigma Investments
New York
$889K +$68.7K +5,243 +8%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$836K +$248K +18,900 +42%
Arrowstreet Capital
13
Arrowstreet Capital
Massachusetts
$759K -$2.82M -214,789 -79%
AR
14
Advisory Research
Illinois
$741K -$42.5K -3,240 -5%
VEA
15
Virtus ETF Advisers
New York
$674K -$11.4K -873 -2%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$624K +$13.4K +1,021 +2%
LSV Asset Management
17
LSV Asset Management
Illinois
$539K
CRC
18
Curi RMB Capital
Illinois
$467K +$468K +35,720 New
USCWA
19
U.S. Capital Wealth Advisors
Texas
$334K +$336K +25,600 New
Acadian Asset Management
20
Acadian Asset Management
Massachusetts
$311K -$91.1K -6,950 -23%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$300K
RJFSA
22
Raymond James Financial Services Advisors
Florida
$284K +$16.6K +1,270 +6%
Morgan Stanley
23
Morgan Stanley
New York
$279K -$82.6K -6,300 -23%
SMH
24
Sanders Morris Harris
Texas
$215K
SI
25
Stephens Inc
Arkansas
$186K

SCM Hedge Fund Activity: Q3 2021 in Review

45 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q3 2021, worth a combined $43M — down 2% from $43.9M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of SCM and 6 opened new positions — a net loss of 1 holder — while 14 trimmed existing stakes and 11 added.

The largest buyer was Advisors Asset Management, adding an estimated $581K. The largest seller was Arrowstreet Capital, cutting an estimated $2.82M.

  • 45 institutional investors held Stellus Capital Investment Corp (SCM) as of Q3 2021, down from 47 in Q2 2021.
  • Funds reported $43M of Stellus Capital Investment Corp stock for Q3 2021, down 2% quarter-over-quarter.
  • 6 funds opened new Stellus Capital Investment Corp positions in Q3 2021 and 7 closed out, a net change of -1 holder.
  • The largest Stellus Capital Investment Corp buyer in Q3 2021 was Advisors Asset Management, an estimated $581K added.
  • The largest Stellus Capital Investment Corp seller in Q3 2021 was Arrowstreet Capital, an estimated $2.82M sold.

Based on aggregated 13F filings for Q3 2021.