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Stellus Capital Investment Corp

48 hedge funds and large institutions have $63.8M invested in Stellus Capital Investment Corp in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 23 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

7% more funds holding

Funds holding: 4548 (+3)

1.79% more ownership

Funds ownership: 34.92%36.71% (+1.8%)

2% more capital invested

Capital invested by funds: $62.6M → $63.8M (+$1.2M)

17% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 23

Holders
48
Holders Change
+3
Holders Change %
+6.67%
% of All Funds
1.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
19
Reduced
23
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
D.E. Shaw & Co
1
D.E. Shaw & Co
New York
$27M -$118K -8,066 -0.4%
BFA
2
BlackRock Fund Advisors
California
$4.92M +$61.5K +4,198 +1%
U
3
UBS
Switzerland
$3.81M +$1.19M +81,214 +44%
CIM
4
Confluence Investment Management
Missouri
$3.48M +$169K +11,572 +5%
BCM
5
Buckhead Capital Management
Georgia
$2.54M +$475K +32,471 +22%
YMRC
6
Yorktown Management & Research Company
Virginia
$2.07M -$9.06K -619 -0.4%
State Street
7
State Street
Massachusetts
$2.06M +$191K +13,052 +10%
BIT
8
BlackRock Institutional Trust
California
$1.99M +$49.5K +3,379 +3%
Northern Trust
9
Northern Trust
Illinois
$1.87M -$148K -10,111 -7%
AAM
10
Advisors Asset Management
Colorado
$1.82M -$224K -15,319 -11%
Morgan Stanley
11
Morgan Stanley
New York
$1.51M +$1.03M +70,299 +204%
BG
12
BlackRock Group
United Kingdom
$1.06M +$1.08M +73,802 New
VFS
13
VSR Financial Services
Kansas
$928K -$4.07K -278 -0.4%
RJA
14
Raymond James & Associates
Florida
$883K -$294K -20,102 -25%
TCIM
15
TIAA CREF Investment Management
New York
$793K -$33.5K -2,286 -4%
Two Sigma Investments
16
Two Sigma Investments
New York
$588K +$152K +10,371 +34%
BIM
17
BlackRock Investment Management
Delaware
$583K -$6.37K -435 -1%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$578K -$7.38K -504 -1%
Two Sigma Advisers
19
Two Sigma Advisers
New York
$458K -$10.8K -739 -2%
AR
20
Advisory Research
Illinois
$400K +$101K +6,911 +33%
SMDAM
21
Sumitomo Mitsui DS Asset Management
Japan
$399K +$101K +6,911 +33%
GCP
22
GSA Capital Partners
United Kingdom
$329K +$335K +22,851 New
OC
23
Oppenheimer & Co
New York
$316K +$11.1K +760 +4%
California State Teachers Retirement System (CalSTRS)
24
California State Teachers Retirement System (CalSTRS)
California
$313K -$1.38K -94 -0.4%
Goldman Sachs
25
Goldman Sachs
New York
$303K +$309K +21,078 New

SCM Hedge Fund Activity: Q1 2014 in Review

48 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q1 2014, worth a combined $63.8M — up 1.9% from $62.6M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SCM positions and 3 closed out — a net gain of 3 holders — while 19 added to existing stakes and 23 trimmed.

The largest buyer was UBS, adding an estimated $1.19M. The largest seller was Vanguard Group, cutting an estimated $1.28M.

  • 48 institutional investors held Stellus Capital Investment Corp (SCM) as of Q1 2014, up from 45 in Q4 2013.
  • Funds reported $63.8M of Stellus Capital Investment Corp stock for Q1 2014, up 1.9% quarter-over-quarter.
  • 6 funds opened new Stellus Capital Investment Corp positions in Q1 2014 and 3 closed out, a net change of +3 holders.
  • The largest Stellus Capital Investment Corp buyer in Q1 2014 was UBS, an estimated $1.19M added.
  • The largest Stellus Capital Investment Corp seller in Q1 2014 was Vanguard Group, an estimated $1.28M sold.

Based on aggregated 13F filings for Q1 2014.