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Stellus Capital Investment Corp

42 hedge funds and large institutions have $59.4M invested in Stellus Capital Investment Corp in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 21 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 7

1.52% more ownership

Funds ownership: 31.6%33.12% (+1.5%)

4% more capital invested

Capital invested by funds: $57.1M → $59.4M (+$2.38M)

0% more funds holding

Funds holding: 4242 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

Holders
42
Holders Change
Holders Change %
0%
% of All Funds
1.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
21
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
D.E. Shaw & Co
1
D.E. Shaw & Co
New York
$28.1M -$1.02M -68,378 -4%
BFA
2
BlackRock Fund Advisors
California
$5.23M +$558K +37,304 +12%
CIM
3
Confluence Investment Management
Missouri
$3.26M +$62.1K +4,157 +2%
U
4
UBS
Switzerland
$2.55M +$90.8K +6,076 +4%
Northern Trust
5
Northern Trust
Illinois
$2.27M +$512K +34,244 +29%
BIT
6
BlackRock Institutional Trust
California
$2.25M +$158K +10,554 +8%
YMRC
7
Yorktown Management & Research Company
Virginia
$2.16M
State Street
8
State Street
Massachusetts
$1.83M +$206K +13,779 +13%
BCM
9
Buckhead Capital Management
Georgia
$1.59M +$1.44M +96,288 +948%
Vanguard Group
10
Vanguard Group
Pennsylvania
$1.57M +$889K +59,476 +130%
AAM
11
Advisors Asset Management
Colorado
$1.37M +$1.17M +78,195 +579%
RJA
12
Raymond James & Associates
Florida
$1.23M +$87.3K +5,841 +8%
TCIM
13
TIAA CREF Investment Management
New York
$857K +$19.2K +1,284 +2%
BIM
14
BlackRock Investment Management
Delaware
$630K +$18.7K +1,254 +3%
VFS
15
VSR Financial Services
Kansas
$621K
Bank of New York Mellon
16
Bank of New York Mellon
New York
$590K +$72.7K +4,861 +14%
Morgan Stanley
17
Morgan Stanley
New York
$450K +$62K +4,146 +16%
FAM
18
Formidable Asset Management
Ohio
$374K +$379K +25,391 New
California State Teachers Retirement System (CalSTRS)
19
California State Teachers Retirement System (CalSTRS)
California
$324K +$9.01K +603 +3%
Deutsche Bank
20
Deutsche Bank
Germany
$266K +$107K +7,173 +67%
TA
21
Teachers Advisors
New York
$260K +$23.4K +1,566 +10%
Charles Schwab
22
Charles Schwab
California
$259K
RhumbLine Advisers
23
RhumbLine Advisers
Massachusetts
$243K -$1.75K -117 -0.7%
RFC
24
Russell Frank Company
Washington
$209K +$210K +14,042 New
OC
25
Oppenheimer & Co
New York
$204K -$138K -9,222 -40%

SCM Hedge Fund Activity: Q3 2013 in Review

42 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q3 2013, worth a combined $59.4M — up 4.2% from $57.1M a quarter earlier.

Fund positioning in SCM was balanced in Q3 2013: 4 funds opened new positions, 4 closed out, 21 added to existing stakes and 7 trimmed.

The largest buyer was Buckhead Capital Management, adding an estimated $1.44M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $1.06M sold.

  • 42 institutional investors held Stellus Capital Investment Corp (SCM) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $59.4M of Stellus Capital Investment Corp stock for Q3 2013, up 4.2% quarter-over-quarter.
  • 4 funds opened new Stellus Capital Investment Corp positions in Q3 2013 and 4 closed out, a net change of 0 holders.
  • The largest Stellus Capital Investment Corp buyer in Q3 2013 was Buckhead Capital Management, an estimated $1.44M added.
  • The largest Stellus Capital Investment Corp seller in Q3 2013 was Raymond James Financial Services Advisors, an estimated $1.06M sold.

Based on aggregated 13F filings for Q3 2013.