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Stellus Capital Investment Corp
SCM

Overview Fund Activity

42 hedge funds and large institutions have $59.4M invested in Stellus Capital Investment Corp in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 21 increasing their positions, 7 reducing their positions, and 4 closing their positions.

Holders
42
Holders Change
–
Holders Change %
0%
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
21
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCM
1
Buckhead Capital Management
Georgia
$1.59M
2
AAM
2
Advisors Asset Management
Colorado
$1.37M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$1.57M
4
BFA
4
BlackRock Fund Advisors
California
$5.23M
5
Northern Trust
5
Northern Trust
Illinois
$2.27M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$0
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$28.1M
3
Goldman Sachs
3
Goldman Sachs
New York
$0
4
GCP
4
GSA Capital Partners
United Kingdom
$0
5
OC
5
Oppenheimer & Co
New York
$204K
Name Market Value Shares Shares
Change 		Shares
Change %
D.E. Shaw & Co
1
D.E. Shaw & Co
New York
$28.1M 1,883,924 -68,378 -4%
BFA
2
BlackRock Fund Advisors
California
$5.23M 350,474 +37,304 +12%
CIM
3
Confluence Investment Management
Missouri
$3.26M 218,421 +4,157 +2%
U
4
UBS
Switzerland
$2.55M 170,911 +6,076 +4%
Northern Trust
5
Northern Trust
Illinois
$2.27M 152,205 +34,244 +29%
BIT
6
BlackRock Institutional Trust
California
$2.25M 150,593 +10,554 +8%
YMRC
7
Yorktown Management & Research Company
Virginia
$2.16M 144,519 – –
State Street
8
State Street
Massachusetts
$1.84M 123,226 +13,779 +13%
BCM
9
Buckhead Capital Management
Georgia
$1.59M 106,441 +96,288 +948%
Vanguard Group
10
Vanguard Group
Pennsylvania
$1.57M 105,387 +59,476 +130%
AAM
11
Advisors Asset Management
Colorado
$1.37M 91,704 +78,195 +579%
RJA
12
Raymond James & Associates
Florida
$1.23M 82,265 +5,841 +8%
TCIM
13
TIAA CREF Investment Management
New York
$857K 57,426 +1,284 +2%
BIM
14
BlackRock Investment Management
Delaware
$630K 42,210 +1,254 +3%
VFS
15
VSR Financial Services
Kansas
$621K 41,619 – –
Bank of New York Mellon
16
Bank of New York Mellon
New York
$590K 39,591 +4,861 +14%
Morgan Stanley
17
Morgan Stanley
New York
$450K 30,208 +4,146 +16%
FAM
18
Formidable Asset Management
Ohio
$374K 25,391 +25,391 New
California State Teachers Retirement System (CalSTRS)
19
California State Teachers Retirement System (CalSTRS)
California
$324K 21,691 +603 +3%
Deutsche Bank
20
Deutsche Bank
Germany
$266K 17,945 +7,173 +67%
TA
21
Teachers Advisors
New York
$260K 17,410 +1,566 +10%
Charles Schwab
22
Charles Schwab
California
$259K 17,274 – –
RhumbLine Advisers
23
RhumbLine Advisers
Massachusetts
$243K 16,282 -117 -0.7%
RFC
24
Russell Frank Company
Washington
$209K 14,042 +14,042 New
OC
25
Oppenheimer & Co
New York
$204K 13,661 -9,222 -40%
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