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Stellus Capital Investment Corp

31 hedge funds and large institutions have $24.8M invested in Stellus Capital Investment Corp in 2015 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 9

0.34% less ownership

Funds ownership: 20.97%20.62% (-0.34%)

6% less capital invested

Capital invested by funds: $26.4M → $24.8M (-$1.55M)

11% less funds holding

Funds holding: 3531 (-4)

50% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 8

Holders
31
Holders Change
-4
Holders Change %
-11.43%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
9
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$8.38M +$295K +28,634 +3%
CIM
2
Confluence Investment Management
Missouri
$3.48M +$924K +89,825 +33%
BCM
3
Buckhead Capital Management
Georgia
$2.83M +$145K +14,138 +5%
UBS Group
4
UBS Group
Switzerland
$2.12M +$53.5K +5,200 +2%
YMRC
5
Yorktown Management & Research Company
Virginia
$1.88M -$1.13M -110,000 -36%
MC
6
Muzinich & Co
New York
$1.1M +$97K +9,429 +9%
Morgan Stanley
7
Morgan Stanley
New York
$798K -$89.7K -8,716 -10%
RJA
8
Raymond James & Associates
Florida
$571K -$115K -11,164 -16%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$525K -$85.9K -8,347 -13%
VFS
10
VSR Financial Services
Kansas
$442K -$61.7K -6,000 -12%
Bank of America
11
Bank of America
North Carolina
$431K
OC
12
Oppenheimer & Co
New York
$410K +$200K +19,391 +84%
Two Sigma Investments
13
Two Sigma Investments
New York
$392K -$39.6K -3,844 -9%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$341K -$68.8K -6,687 -16%
BW
15
Bison Wealth
Georgia
$245K +$432 +42 +0.2%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$241K
CC
17
Caxton Corporation
New Jersey
$206K +$2.31K +225 +1%
GCP
18
GSA Capital Partners
United Kingdom
$105K +$112K +10,917 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$69K
Citigroup
20
Citigroup
New York
$67K -$8.05K -782 -10%
PSI
21
Pinnacle Summer Investments
Virginia
$61K +$50.6K +4,918 +340%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$50K
Deutsche Bank
23
Deutsche Bank
Germany
$20K +$21.6K +2,100 New
TRCT
24
Tower Research Capital (TRC)
New York
$9K -$16.9K -1,638 -62%
PI
25
PineBridge Investments
New York
$9K

SCM Hedge Fund Activity: Q4 2015 in Review

31 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q4 2015, worth a combined $24.8M — down 5.9% from $26.4M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of SCM and 4 opened new positions — a net loss of 4 holders — while 9 trimmed existing stakes and 10 added.

The largest buyer was Confluence Investment Management, adding an estimated $924K. The largest seller was Yorktown Management & Research Company, cutting an estimated $1.13M.

  • 31 institutional investors held Stellus Capital Investment Corp (SCM) as of Q4 2015, down from 35 in Q3 2015.
  • Funds reported $24.8M of Stellus Capital Investment Corp stock for Q4 2015, down 5.9% quarter-over-quarter.
  • 4 funds opened new Stellus Capital Investment Corp positions in Q4 2015 and 8 closed out, a net change of -4 holders.
  • The largest Stellus Capital Investment Corp buyer in Q4 2015 was Confluence Investment Management, an estimated $924K added.
  • The largest Stellus Capital Investment Corp seller in Q4 2015 was Yorktown Management & Research Company, an estimated $1.13M sold.

Based on aggregated 13F filings for Q4 2015.