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Stellus Capital Investment Corp

35 hedge funds and large institutions have $26.4M invested in Stellus Capital Investment Corp in 2015 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

13% more funds holding

Funds holding: 3135 (+4)

0.38% more ownership

Funds ownership: 20.58%20.97% (+0.38%)

10% less capital invested

Capital invested by funds: $29.3M → $26.4M (-$2.92M)

18% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 11

Holders
35
Holders Change
+4
Holders Change %
+12.9%
% of All Funds
0.98%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
9
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$8.47M -$90.5K -8,400 -1%
YMRC
2
Yorktown Management & Research Company
Virginia
$3.07M -$104K -9,700 -3%
BCM
3
Buckhead Capital Management
Georgia
$2.81M +$1.03M +95,466 +52%
CIM
4
Confluence Investment Management
Missouri
$2.73M +$30.8K +2,860 +1%
UBS Group
5
UBS Group
Switzerland
$2.16M -$406K -37,722 -15%
MC
6
Muzinich & Co
New York
$1.05M +$32.9K +3,059 +3%
Morgan Stanley
7
Morgan Stanley
New York
$921K +$255K +23,700 +35%
RJA
8
Raymond James & Associates
Florida
$709K -$313K -29,097 -29%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$647K +$183K +17,000 +37%
VFS
10
VSR Financial Services
Kansas
$523K -$163K -15,173 -23%
Bank of America
11
Bank of America
North Carolina
$450K +$482K +44,720 New
Two Sigma Investments
12
Two Sigma Investments
New York
$448K +$62.4K +5,797 +15%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$423K +$111K +10,327 +33%
BW
14
Bison Wealth
Georgia
$255K +$6.9K +641 +3%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$251K
OC
16
Oppenheimer & Co
New York
$233K -$74.2K -6,895 -23%
Millennium Management
17
Millennium Management
New York
$218K +$233K +21,675 New
CC
18
Caxton Corporation
New Jersey
$213K +$228K +21,155 New
VKH
19
Virtu KCG Holdings
New York
$136K -$36.7K -3,411 -20%
Stifel Financial
20
Stifel Financial
Missouri
$111K +$118K +11,000 New
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$105K +$112K +10,400 New
Goldman Sachs
22
Goldman Sachs
New York
$102K +$129 +12 +0.1%
Citigroup
23
Citigroup
New York
$78K -$7.39K -686 -8%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$72K
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$53K +$56.4K +5,234 New

SCM Hedge Fund Activity: Q3 2015 in Review

35 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q3 2015, worth a combined $26.4M — down 10% from $29.3M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SCM positions and 4 closed out — a net gain of 4 holders — while 9 added to existing stakes and 11 trimmed.

The largest buyer was Buckhead Capital Management, adding an estimated $1.03M. The largest seller was BlackRock Group, exiting entirely with an estimated $726K sold.

  • 35 institutional investors held Stellus Capital Investment Corp (SCM) as of Q3 2015, up from 31 in Q2 2015.
  • Funds reported $26.4M of Stellus Capital Investment Corp stock for Q3 2015, down 10% quarter-over-quarter.
  • 8 funds opened new Stellus Capital Investment Corp positions in Q3 2015 and 4 closed out, a net change of +4 holders.
  • The largest Stellus Capital Investment Corp buyer in Q3 2015 was Buckhead Capital Management, an estimated $1.03M added.
  • The largest Stellus Capital Investment Corp seller in Q3 2015 was BlackRock Group, an estimated $726K sold.

Based on aggregated 13F filings for Q3 2015.