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Stellus Capital Investment Corp

51 hedge funds and large institutions have $32.9M invested in Stellus Capital Investment Corp in 2022 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 12

30% more call options, than puts

Call options by funds: $398K | Put options by funds: $307K

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

3% more capital invested

Capital invested by funds: $32.1M → $32.9M (+$843K)

0% more funds holding

Funds holding: 5151 (0)

1.06% less ownership

Funds ownership: 13.76%12.71% (-1.1%)

Holders
51
Holders Change
Holders Change %
0%
% of All Funds
0.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
17
Reduced
12
Closed
4
Calls
$398K
Puts
$307K
Net Calls
+$91K
Net Calls Change
-$114K
Name Holding Trade Value Shares
Change
Change in
Stake
AM
1
Ares Management
California
$4.58M -$837K -63,396 -16%
C
2
Cliffwater
California
$3.47M +$110K +8,369 +3%
CIM
3
Confluence Investment Management
Missouri
$2.81M +$726 +55 +0%
RJA
4
Raymond James & Associates
Florida
$2.42M +$76K +5,762 +3%
AAM
5
Advisors Asset Management
Colorado
$1.97M -$552K -41,793 -22%
Legal & General Group
6
Legal & General Group
United Kingdom
$1.72M +$34.7K +2,631 +2%
BlackRock
7
BlackRock
New York
$1.7M +$47.2K +3,573 +3%
GCM
8
Gables Capital Management
Florida
$1.49M -$6.6K -500 -0.4%
CCM
9
Condor Capital Management
New Jersey
$1.35M +$202K +15,287 +18%
MC
10
Muzinich & Co
New York
$1.06M -$682K -51,653 -39%
Sumitomo Mitsui Trust Group
11
Sumitomo Mitsui Trust Group
Japan
$1.06M -$682K -51,653 -39%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$955K -$152K -11,500 -14%
Two Sigma Investments
13
Two Sigma Investments
New York
$858K -$15.9K -1,201 -2%
Acadian Asset Management
14
Acadian Asset Management
Massachusetts
$714K -$31.8K -2,412 -4%
AR
15
Advisory Research
Illinois
$622K +$3.97K +301 +0.6%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$594K
USCWA
17
U.S. Capital Wealth Advisors
Texas
$554K
LSV Asset Management
18
LSV Asset Management
Illinois
$504K
SS
19
Sunbelt Securities
Texas
$433K +$32K +2,421 +8%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$356K +$5.64K +427 +2%
VEA
21
Virtus ETF Advisers
New York
$320K -$106K -8,044 -25%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$305K
Morgan Stanley
23
Morgan Stanley
New York
$281K +$45K +3,409 +19%
Canada Life
24
Canada Life
Manitoba, Canada
$270K +$1.54K +117 +0.6%
AAS
25
Avantax Advisory Services
Texas
$267K +$34.2K +2,590 +15%

SCM Hedge Fund Activity: Q4 2022 in Review

51 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q4 2022, worth a combined $32.9M — up 2.6% from $32.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SCM positions and 4 closed out — a net gain of 1 holder — while 17 added to existing stakes and 12 trimmed.

The largest buyer was Cetera Advisors, opening a new position worth an estimated $244K. The largest seller was Ares Management, cutting an estimated $837K.

  • 51 institutional investors held Stellus Capital Investment Corp (SCM) as of Q4 2022, unchanged from Q3 2022.
  • Funds reported $32.9M of Stellus Capital Investment Corp stock for Q4 2022, up 2.6% quarter-over-quarter.
  • 5 funds opened new Stellus Capital Investment Corp positions in Q4 2022 and 4 closed out, a net change of +1 holder.
  • The largest Stellus Capital Investment Corp buyer in Q4 2022 was Cetera Advisors, an estimated $244K added.
  • The largest Stellus Capital Investment Corp seller in Q4 2022 was Ares Management, an estimated $837K sold.

Based on aggregated 13F filings for Q4 2022.