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Stellus Capital Investment Corp

48 hedge funds and large institutions have $35.9M invested in Stellus Capital Investment Corp in 2020 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

284% more call options, than puts

Call options by funds: $211K | Put options by funds: $55K

40% more capital invested

Capital invested by funds: $25.7M → $35.9M (+$10.2M)

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

2% more funds holding

Funds holding: 4748 (+1)

1.68% more ownership

Funds ownership: 15.76%17.44% (+1.7%)

33% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 18

Holders
48
Holders Change
+1
Holders Change %
+2.13%
% of All Funds
0.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
12
Reduced
18
Closed
6
Calls
$211K
Puts
$55K
Net Calls
+$156K
Net Calls Change
+$1K
Name Holding Trade Value Shares
Change
Change in
Stake
AM
1
Ares Management
California
$5.77M +$4.5M +454,187 +595%
CIM
2
Confluence Investment Management
Missouri
$4.26M -$5.94K -600 -0.2%
C
3
Cliffwater
California
$2.61M +$984K +99,425 +71%
Arrowstreet Capital
4
Arrowstreet Capital
Massachusetts
$2.57M
AAM
5
Advisors Asset Management
Colorado
$2.49M -$51.4K -5,188 -2%
RJA
6
Raymond James & Associates
Florida
$1.89M -$81.6K -8,244 -5%
MC
7
Muzinich & Co
New York
$1.75M +$382K +38,586 +32%
Sumitomo Mitsui Trust Group
8
Sumitomo Mitsui Trust Group
Japan
$1.75M +$382K +38,586 +32%
BlackRock
9
BlackRock
New York
$1.59M +$37.2K +3,756 +3%
Legal & General Group
10
Legal & General Group
United Kingdom
$1.51M +$80.2K +8,102 +6%
GCM
11
Gables Capital Management
Florida
$1.47M
Two Sigma Investments
12
Two Sigma Investments
New York
$882K -$174K -17,615 -18%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$747K -$104K -10,500 -13%
AR
14
Advisory Research
Illinois
$660K -$208K -21,055 -26%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$615K -$135K -13,651 -19%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$457K -$32.8K -3,312 -7%
LSV Asset Management
17
LSV Asset Management
Illinois
$449K
California Public Employees Retirement System
18
California Public Employees Retirement System
California
$406K -$41.6K -4,200 -10%
Millennium Management
19
Millennium Management
New York
$379K +$145K +14,681 +73%
Morgan Stanley
20
Morgan Stanley
New York
$284K -$1.57K -159 -0.6%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$269K -$131K -13,231 -35%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$252K +$110K +11,128 +92%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$251K
SMH
24
Sanders Morris Harris
Texas
$244K +$1.62K +164 +0.7%
OC
25
Oppenheimer & Co
New York
$218K -$38.2K -3,859 -16%

SCM Hedge Fund Activity: Q4 2020 in Review

48 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q4 2020, worth a combined $35.9M — up 40% from $25.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SCM positions and 6 closed out — a net gain of 1 holder — while 12 added to existing stakes and 18 trimmed.

The largest buyer was Ares Management, adding an estimated $4.5M. The largest seller was Winton Group, exiting entirely with an estimated $828K sold.

  • 48 institutional investors held Stellus Capital Investment Corp (SCM) as of Q4 2020, up from 47 in Q3 2020.
  • Funds reported $35.9M of Stellus Capital Investment Corp stock for Q4 2020, up 40% quarter-over-quarter.
  • 7 funds opened new Stellus Capital Investment Corp positions in Q4 2020 and 6 closed out, a net change of +1 holder.
  • The largest Stellus Capital Investment Corp buyer in Q4 2020 was Ares Management, an estimated $4.5M added.
  • The largest Stellus Capital Investment Corp seller in Q4 2020 was Winton Group, an estimated $828K sold.

Based on aggregated 13F filings for Q4 2020.