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Stellus Capital Investment Corp

56 hedge funds and large institutions have $43M invested in Stellus Capital Investment Corp in 2019 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 19 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

504% more call options, than puts

Call options by funds: $151K | Put options by funds: $25K

240% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 5

111% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 9

27% more funds holding

Funds holding: 4456 (+12)

9% more capital invested

Capital invested by funds: $39.4M → $43M (+$3.58M)

1.36% less ownership

Funds ownership: 19.09%17.73% (-1.4%)

Holders
56
Holders Change
+12
Holders Change %
+27.27%
% of All Funds
1.21%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
19
Reduced
9
Closed
5
Calls
$151K
Puts
$25K
Net Calls
+$126K
Net Calls Change
+$126K
Name Holding Trade Value Shares
Change
Change in
Stake
CIM
1
Confluence Investment Management
Missouri
$6.62M -$1.21M -85,552 -15%
UBS Group
2
UBS Group
Switzerland
$4.85M +$732K +51,570 +18%
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$4.62M +$1.09M +76,901 +31%
AAM
4
Advisors Asset Management
Colorado
$4.43M -$562K -39,597 -11%
AL
5
AJO LP
Pennsylvania
$3.7M -$56.4K -3,973 -1%
RJA
6
Raymond James & Associates
Florida
$2.58M +$1.22M +85,763 +89%
GCM
7
Gables Capital Management
Florida
$1.81M
FCH
8
Freestone Capital Holdings
Washington
$1.36M
BlackRock
9
BlackRock
New York
$999K +$32.1K +2,258 +3%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$921K +$9.94K +700 +1%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$816K +$818K +57,648 New
AR
12
Advisory Research
Illinois
$734K +$227K +16,018 +45%
SMDAM
13
Sumitomo Mitsui DS Asset Management
Japan
$680K +$218K +15,375 +47%
Millennium Management
14
Millennium Management
New York
$675K +$677K +47,712 New
LSV Asset Management
15
LSV Asset Management
Illinois
$638K
OC
16
Oppenheimer & Co
New York
$577K +$28.1K +1,977 +5%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$575K +$12K +845 +2%
Two Sigma Investments
18
Two Sigma Investments
New York
$477K +$104K +7,357 +28%
Morgan Stanley
19
Morgan Stanley
New York
$446K +$95.3K +6,711 +27%
Acadian Asset Management
20
Acadian Asset Management
Massachusetts
$443K +$445K +31,323 New
OAM
21
Oxford Asset Management
United Kingdom
$342K +$343K +24,192 New
JP Morgan Chase
22
JP Morgan Chase
New York
$340K +$341K +24,029 New
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$326K
California Public Employees Retirement System
24
California Public Employees Retirement System
California
$311K
AG
25
Algert Global
California
$308K +$309K +21,790 New

SCM Hedge Fund Activity: Q1 2019 in Review

56 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q1 2019, worth a combined $43M — up 9.1% from $39.4M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new SCM positions and 5 closed out — a net gain of 12 holders — while 19 added to existing stakes and 9 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $1.22M. The largest seller was Confluence Investment Management, cutting an estimated $1.21M.

  • 56 institutional investors held Stellus Capital Investment Corp (SCM) as of Q1 2019, up from 44 in Q4 2018.
  • Funds reported $43M of Stellus Capital Investment Corp stock for Q1 2019, up 9.1% quarter-over-quarter.
  • 17 funds opened new Stellus Capital Investment Corp positions in Q1 2019 and 5 closed out, a net change of +12 holders.
  • The largest Stellus Capital Investment Corp buyer in Q1 2019 was Raymond James & Associates, an estimated $1.22M added.
  • The largest Stellus Capital Investment Corp seller in Q1 2019 was Confluence Investment Management, an estimated $1.21M sold.

Based on aggregated 13F filings for Q1 2019.