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Stellus Capital Investment Corp

43 hedge funds and large institutions have $61.1M invested in Stellus Capital Investment Corp in 2017 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.44% more ownership

Funds ownership: 27.71%29.15% (+1.4%)

3% more capital invested

Capital invested by funds: $59.2M → $61.1M (+$1.93M)

4% less funds holding

Funds holding: 4543 (-2)

18% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 17

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

Holders
43
Holders Change
-2
Holders Change %
-4.44%
% of All Funds
0.98%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
14
Reduced
17
Closed
8
Calls
$20K
Puts
Net Calls
+$20K
Net Calls Change
+$20K
Name Holding Trade Value Shares
Change
Change in
Stake
MC
1
Muzinich & Co
New York
$10.4M -$754K -56,253 -7%
CIM
2
Confluence Investment Management
Missouri
$7.28M +$290K +21,621 +4%
AAM
3
Advisors Asset Management
Colorado
$7.13M -$919K -68,558 -11%
Invesco
4
Invesco
Georgia
$6.3M +$6.43M +479,772 New
AM
5
Ares Management
California
$3.9M +$202K +15,092 +5%
FCH
6
Freestone Capital Holdings
Washington
$3.05M
Acadian Asset Management
7
Acadian Asset Management
Massachusetts
$3.01M +$698K +52,055 +29%
Arrowstreet Capital
8
Arrowstreet Capital
Massachusetts
$2.84M +$1.26M +94,300 +78%
Bank of Montreal
9
Bank of Montreal
Ontario, Canada
$2.75M +$389K +29,000 +16%
UBS Group
10
UBS Group
Switzerland
$2M -$808K -60,278 -28%
BlackRock
11
BlackRock
New York
$1.34M +$118K +8,800 +9%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$1.33M -$17.9K -1,338 -1%
Russell Investments Group
13
Russell Investments Group
United Kingdom
$1.02M +$402K +29,963 +63%
RJA
14
Raymond James & Associates
Florida
$983K -$85.9K -6,408 -8%
Two Sigma Investments
15
Two Sigma Investments
New York
$923K +$146K +10,922 +18%
Wells Fargo
16
Wells Fargo
California
$843K +$14K +1,048 +2%
Axa
17
Axa
France
$614K +$449K +33,500 +254%
LSV Asset Management
18
LSV Asset Management
Illinois
$592K +$605K +45,100 New
OAM
19
Oxford Asset Management
United Kingdom
$526K +$36.1K +2,690 +7%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$509K -$34.1K -2,541 -6%
Morgan Stanley
21
Morgan Stanley
New York
$476K -$102K -7,579 -17%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$418K -$46.9K -3,498 -10%
OC
23
Oppenheimer & Co
New York
$393K -$57.8K -4,310 -13%
NFA
24
Nuveen Fund Advisors
Illinois
$367K -$240K -17,906 -39%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$303K -$26.8K -2,000 -8%

SCM Hedge Fund Activity: Q4 2017 in Review

43 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q4 2017, worth a combined $61.1M — up 3.3% from $59.2M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of SCM and 6 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 14 added.

The largest buyer was Invesco, opening a new position worth an estimated $6.43M. The largest seller was Millennium Management, exiting entirely with an estimated $1.25M sold.

  • 43 institutional investors held Stellus Capital Investment Corp (SCM) as of Q4 2017, down from 45 in Q3 2017.
  • Funds reported $61.1M of Stellus Capital Investment Corp stock for Q4 2017, up 3.3% quarter-over-quarter.
  • 6 funds opened new Stellus Capital Investment Corp positions in Q4 2017 and 8 closed out, a net change of -2 holders.
  • The largest Stellus Capital Investment Corp buyer in Q4 2017 was Invesco, an estimated $6.43M added.
  • The largest Stellus Capital Investment Corp seller in Q4 2017 was Millennium Management, an estimated $1.25M sold.

Based on aggregated 13F filings for Q4 2017.