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Stellus Capital Investment Corp
SCM

Overview Fund Activity

40 hedge funds and large institutions have $37M invested in Stellus Capital Investment Corp in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 5 closing their positions.

Holders
40
Holders Change
+2
Holders Change %
+5.26%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
11
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
1
Muzinich & Co
New York
$2.95M
2
FCH
2
Freestone Capital Holdings
Washington
$3.41M
3
AM
3
Ares Management
California
$4.91M
4
CIM
4
Confluence Investment Management
Missouri
$5.24M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$785K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$7.89M
2
YMRC
2
Yorktown Management & Research Company
Virginia
$0
3
BCM
3
Buckhead Capital Management
Georgia
$2.24M
4
NFA
4
Nuveen Fund Advisors
Illinois
$568K
5
Barclays
5
Barclays
United Kingdom
$1K
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$7.89M 654,159 -106,398 -14%
CIM
2
Confluence Investment Management
Missouri
$5.24M 434,436 +28,700 +7%
AM
3
Ares Management
California
$4.91M 406,962 +33,568 +9%
FCH
4
Freestone Capital Holdings
Washington
$3.41M 282,447 +40,900 +17%
UBS Group
5
UBS Group
Switzerland
$3.18M 263,455 +6,140 +2%
MC
6
Muzinich & Co
New York
$2.95M 244,950 +64,136 +35%
BCM
7
Buckhead Capital Management
Georgia
$2.24M 185,463 -23,375 -11%
Morgan Stanley
8
Morgan Stanley
New York
$1.12M 93,176 -3,918 -4%
Two Sigma Investments
9
Two Sigma Investments
New York
$793K 65,773 +8,289 +14%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$785K 65,100 +15,100 +30%
NFA
11
Nuveen Fund Advisors
Illinois
$568K 47,133 -18,268 -28%
OC
12
Oppenheimer & Co
New York
$490K 40,695 -2,300 -5%
RJA
13
Raymond James & Associates
Florida
$467K 38,694 -1,927 -5%
Bank of America
14
Bank of America
North Carolina
$447K 37,100 – –
RJFSA
15
Raymond James Financial Services Advisors
Florida
$405K 33,598 +78 +0.2%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$301K 25,000 – –
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$265K 22,000 – –
BW
18
Bison Wealth
Georgia
$199K 16,500 -7,280 -31%
CC
19
Caxton Corporation
New Jersey
$188K 15,593 -8,510 -35%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$179K 14,854 +14,854 New
Millennium Management
21
Millennium Management
New York
$164K 13,570 -3,172 -19%
JPMorgan Chase & Co
22
JPMorgan Chase & Co
New York
$136K 11,303 -5,954 -35%
NFG
23
Next Financial Group
Texas
$133K 11,000 +7,000 +175%
Goldman Sachs
24
Goldman Sachs
New York
$123K 10,232 -6,376 -38%
HIM
25
Hillsdale Investment Management
Ontario, Canada
$122K 10,100 +10,100 New
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