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Stellus Capital Investment Corp

40 hedge funds and large institutions have $37M invested in Stellus Capital Investment Corp in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

10% more capital invested

Capital invested by funds: $33.7M → $37M (+$3.29M)

5% more funds holding

Funds holding: 3840 (+2)

0.22% less ownership

Funds ownership: 24.8%24.58% (-0.22%)

31% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 16

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
40
Holders Change
+2
Holders Change %
+5.26%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
11
Reduced
16
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$7.89M -$1.22M -106,398 -14%
CIM
2
Confluence Investment Management
Missouri
$5.24M +$328K +28,700 +7%
AM
3
Ares Management
California
$4.91M +$383K +33,568 +9%
FCH
4
Freestone Capital Holdings
Washington
$3.41M +$467K +40,900 +17%
UBS Group
5
UBS Group
Switzerland
$3.18M +$70.1K +6,140 +2%
MC
6
Muzinich & Co
New York
$2.95M +$733K +64,136 +35%
BCM
7
Buckhead Capital Management
Georgia
$2.24M -$267K -23,375 -11%
Morgan Stanley
8
Morgan Stanley
New York
$1.12M -$44.8K -3,918 -4%
Two Sigma Investments
9
Two Sigma Investments
New York
$793K +$94.7K +8,289 +14%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$785K +$172K +15,100 +30%
NFA
11
Nuveen Fund Advisors
Illinois
$568K -$209K -18,268 -28%
OC
12
Oppenheimer & Co
New York
$490K -$26.3K -2,300 -5%
RJA
13
Raymond James & Associates
Florida
$467K -$22K -1,927 -5%
Bank of America
14
Bank of America
North Carolina
$447K
RJFSA
15
Raymond James Financial Services Advisors
Florida
$405K +$891 +78 +0.2%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$301K
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$265K
BW
18
Bison Wealth
Georgia
$199K -$83.2K -7,280 -31%
CC
19
Caxton Corporation
New Jersey
$188K -$97.2K -8,510 -35%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$179K +$170K +14,854 New
Millennium Management
21
Millennium Management
New York
$164K -$36.2K -3,172 -19%
JP Morgan Chase
22
JP Morgan Chase
New York
$136K -$68K -5,954 -35%
NFG
23
Next Financial Group
Texas
$133K +$80K +7,000 +175%
Goldman Sachs
24
Goldman Sachs
New York
$123K -$72.8K -6,376 -38%
HIM
25
Hillsdale Investment Management
Ontario, Canada
$122K +$115K +10,100 New

SCM Hedge Fund Activity: Q4 2016 in Review

40 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q4 2016, worth a combined $37M — up 9.8% from $33.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SCM positions and 5 closed out — a net gain of 2 holders — while 11 added to existing stakes and 16 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $733K. The largest seller was Advisors Asset Management, cutting an estimated $1.22M.

  • 40 institutional investors held Stellus Capital Investment Corp (SCM) as of Q4 2016, up from 38 in Q3 2016.
  • Funds reported $37M of Stellus Capital Investment Corp stock for Q4 2016, up 9.8% quarter-over-quarter.
  • 7 funds opened new Stellus Capital Investment Corp positions in Q4 2016 and 5 closed out, a net change of +2 holders.
  • The largest Stellus Capital Investment Corp buyer in Q4 2016 was Muzinich & Co, an estimated $733K added.
  • The largest Stellus Capital Investment Corp seller in Q4 2016 was Advisors Asset Management, an estimated $1.22M sold.

Based on aggregated 13F filings for Q4 2016.