Nuveen Fund Advisors’s Stellus Capital Investment Corp SCM Stock Holding History

Nuveen Fund Advisors’s Portfolio SCM Stock Details SCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-22,757	Closed	-$310K	–	102
2018 Q3	$310K	Sell	22,757 -1,707	-7%	-$23K	0.69%	60
2018 Q2	$313K	Sell	24,464 -1,220	-5%	-$15.5K	0.39%	105
2018 Q1	$296K	Sell	25,684 -2,278	-8%	-$27.5K	0.14%	197
2017 Q4	$367K	Sell	27,962 -17,906	-39%	-$240K	0.11%	215
2017 Q3	$626K	Sell	45,868 -4,288	-9%	-$58.4K	0.13%	198
2017 Q2	$680K	Sell	50,156 -6,833	-12%	-$95.5K	0.11%	221
2017 Q1	$808K	Buy	56,989 +9,856	+21%	+$135K	0.11%	230
2016 Q4	$568K	Sell	47,133 -18,268	-28%	-$209K	0.08%	265
2016 Q3	$712K	Sell	65,401 -7,468	-10%	-$82.5K	0.1%	240
2016 Q2	$746K	Buy	+72,869	New	+$738K	0.12%	218

Other funds holding SCM

Confluence Investment Management St. Louis, Missouri $5.97B AUM 5.11% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Muzinich & Co New York $301M AUM 12.49% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

AJO LP Philadelphia, Pennsylvania $199M AUM 109.68% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return

Gables Capital Management Miami, Florida $267M AUM 34.53% 1-Year Est. Return

Marshall Wace London, United Kingdom $127B AUM 46.06% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Freestone Capital Holdings Seattle, Washington $3.86B AUM 26.3% 1-Year Est. Return

Nuveen Fund Advisors's SCM Position: Q4 2018 in Review

Nuveen Fund Advisors sold out of Stellus Capital Investment Corp (SCM) in Q4 2018, closing a stake of 22,757 shares — an estimated $310K sold.

Nuveen Fund Advisors first reported a position in SCM in Q2 2016 and held it in 10 quarters. The position peaked at $808K in Q1 2017. 44 funds tracked by Wall St. Rank hold SCM as of Q4 2018.

Nuveen Fund Advisors reported no remaining Stellus Capital Investment Corp position as of Q4 2018 after selling out during the quarter.
Nuveen Fund Advisors sold 22,757 Stellus Capital Investment Corp shares in Q4 2018, an estimated $310K.
Nuveen Fund Advisors first reported a position in Stellus Capital Investment Corp in Q2 2016 and held it in 10 quarters.
Nuveen Fund Advisors's Stellus Capital Investment Corp position peaked at $808K in Q1 2017.
44 funds tracked by Wall St. Rank held Stellus Capital Investment Corp as of Q4 2018.

Based on Nuveen Fund Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.