Yorktown Management & Research Company’s Stellus Capital Investment Corp SCM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-40,000	Closed	-$436K	–	394
2016 Q3	$436K	Sell	40,000 -135,000	-77%	-$1.49M	0.09%	88
2016 Q2	$1.79M	Sell	175,000 -20,000	-10%	-$203K	0.41%	65
2016 Q1	$1.99M	Hold	195,000	–	–	0.39%	83
2015 Q4	$1.88M	Sell	195,000 -110,000	-36%	-$1.13M	0.33%	105
2015 Q3	$3.07M	Sell	305,000 -9,700	-3%	-$104K	0.51%	52
2015 Q2	$3.59M	Hold	314,700	–	–	0.63%	46
2015 Q1	$3.8M	Hold	314,700	–	–	0.69%	38
2014 Q4	$3.71M	Hold	314,700	–	–	0.77%	35
2014 Q3	$4.37M	Buy	314,700 +40,000	+15%	+$571K	0.84%	33
2014 Q2	$4.04M	Buy	274,700 +130,800	+91%	+$1.82M	0.75%	34
2014 Q1	$2.07M	Sell	143,900 -619	-0.4%	-$9.06K	0.39%	50
2013 Q4	$2.15M	Hold	144,519	–	–	0.43%	50
2013 Q3	$2.16M	Hold	144,519	–	–	0.46%	45
2013 Q2	$2.17M	Buy	+144,519	New	+$2.15M	0.46%	53