Yorktown Management & Research Company’s Stellus Capital Investment Corp SCM Stock Holding History

Yorktown Management & Research Company’s Portfolio SCM Stock Details SCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-40,000	Closed	-$436K	–	394
2016 Q3	$436K	Sell	40,000 -135,000	-77%	-$1.49M	0.09%	88
2016 Q2	$1.79M	Sell	175,000 -20,000	-10%	-$203K	0.41%	65
2016 Q1	$1.99M	Hold	195,000	–	–	0.39%	83
2015 Q4	$1.88M	Sell	195,000 -110,000	-36%	-$1.13M	0.33%	105
2015 Q3	$3.07M	Sell	305,000 -9,700	-3%	-$104K	0.51%	52
2015 Q2	$3.59M	Hold	314,700	–	–	0.63%	46
2015 Q1	$3.8M	Hold	314,700	–	–	0.69%	38
2014 Q4	$3.71M	Hold	314,700	–	–	0.77%	35
2014 Q3	$4.37M	Buy	314,700 +40,000	+15%	+$571K	0.84%	33
2014 Q2	$4.04M	Buy	274,700 +130,800	+91%	+$1.82M	0.75%	34
2014 Q1	$2.07M	Sell	143,900 -619	-0.4%	-$9.06K	0.39%	50
2013 Q4	$2.15M	Hold	144,519	–	–	0.43%	50
2013 Q3	$2.16M	Hold	144,519	–	–	0.46%	45
2013 Q2	$2.17M	Buy	+144,519	New	+$2.15M	0.46%	53

Other funds holding SCM

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

FCH

Freestone Capital Holdings Seattle, Washington $3.86B AUM 26.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

BCM

Buckhead Capital Management Atlanta, Georgia $292M AUM 21.14% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Yorktown Management & Research Company's SCM Position: Q4 2016 in Review

Yorktown Management & Research Company sold out of Stellus Capital Investment Corp (SCM) in Q4 2016, closing a stake of 40,000 shares — an estimated $436K sold.

Yorktown Management & Research Company first reported a position in SCM in Q2 2013 and held it in 14 quarters. The position peaked at $4.37M in Q3 2014. 40 funds tracked by Wall St. Rank hold SCM as of Q4 2016.

Yorktown Management & Research Company reported no remaining Stellus Capital Investment Corp position as of Q4 2016 after selling out during the quarter.
Yorktown Management & Research Company sold 40,000 Stellus Capital Investment Corp shares in Q4 2016, an estimated $436K.
Yorktown Management & Research Company first reported a position in Stellus Capital Investment Corp in Q2 2013 and held it in 14 quarters.
Yorktown Management & Research Company's Stellus Capital Investment Corp position peaked at $4.37M in Q3 2014.
40 funds tracked by Wall St. Rank held Stellus Capital Investment Corp as of Q4 2016.

Based on Yorktown Management & Research Company's 13F filing for Q4 2016, filed 10 Feb 2017.