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Stellus Capital Investment Corp

49 hedge funds and large institutions have $43.5M invested in Stellus Capital Investment Corp in 2021 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,790% more call options, than puts

Call options by funds: $378K | Put options by funds: $20K

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

9% more funds holding

Funds holding: 4549 (+4)

1% more capital invested

Capital invested by funds: $43M → $43.5M (+$504K)

0.25% more ownership

Funds ownership: 16.91%17.15% (+0.25%)

0% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 12

Holders
49
Holders Change
+4
Holders Change %
+8.89%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
12
Reduced
12
Closed
6
Calls
$378K
Puts
$20K
Net Calls
+$358K
Net Calls Change
-$86K
Name Holding Trade Value Shares
Change
Change in
Stake
AM
1
Ares Management
California
$11.1M
CIM
2
Confluence Investment Management
Missouri
$4.56M +$26.7K +1,975 +0.6%
AAM
3
Advisors Asset Management
Colorado
$3.67M -$152K -11,228 -4%
RJA
4
Raymond James & Associates
Florida
$3.01M +$323K +23,924 +12%
C
5
Cliffwater
California
$2.79M -$434K -32,135 -13%
MC
6
Muzinich & Co
New York
$1.82M -$286K -21,212 -13%
Sumitomo Mitsui Trust Group
7
Sumitomo Mitsui Trust Group
Japan
$1.82M -$286K -21,212 -13%
BlackRock
8
BlackRock
New York
$1.77M +$41.1K +3,046 +2%
Legal & General Group
9
Legal & General Group
United Kingdom
$1.48M -$89.9K -6,660 -6%
GCM
10
Gables Capital Management
Florida
$1.47M
Two Sigma Advisers
11
Two Sigma Advisers
New York
$1.34M +$529K +39,200 +61%
Two Sigma Investments
12
Two Sigma Investments
New York
$1.33M +$464K +34,338 +50%
Acadian Asset Management
13
Acadian Asset Management
Massachusetts
$753K +$460K +34,078 +142%
Rockefeller Capital Management
14
Rockefeller Capital Management
New York
$640K +$18.4K +1,361 +3%
AR
15
Advisory Research
Illinois
$635K -$107K -7,929 -14%
VEA
16
Virtus ETF Advisers
New York
$531K -$146K -10,815 -21%
USCWA
17
U.S. Capital Wealth Advisors
Texas
$529K +$203K +15,000 +59%
Marshall Wace
18
Marshall Wace
United Kingdom
$500K +$519K +38,428 New
LSV Asset Management
19
LSV Asset Management
Illinois
$495K -$44.6K -3,300 -8%
TI
20
Trexquant Investment
Connecticut
$315K +$326K +24,173 New
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$299K
EGA
22
Eagle Global Advisors
Texas
$242K +$102K +7,540 +68%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$241K -$43.8K -3,246 -15%
Lido Advisors
24
Lido Advisors
California
$235K +$245K +18,116 New
SMH
25
Sanders Morris Harris
Texas
$214K

SCM Hedge Fund Activity: Q4 2021 in Review

49 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q4 2021, worth a combined $43.5M — up 1.2% from $43M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SCM positions and 6 closed out — a net gain of 4 holders — while 12 added to existing stakes and 12 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $529K. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $759K sold.

  • 49 institutional investors held Stellus Capital Investment Corp (SCM) as of Q4 2021, up from 45 in Q3 2021.
  • Funds reported $43.5M of Stellus Capital Investment Corp stock for Q4 2021, up 1.2% quarter-over-quarter.
  • 10 funds opened new Stellus Capital Investment Corp positions in Q4 2021 and 6 closed out, a net change of +4 holders.
  • The largest Stellus Capital Investment Corp buyer in Q4 2021 was Two Sigma Advisers, an estimated $529K added.
  • The largest Stellus Capital Investment Corp seller in Q4 2021 was Arrowstreet Capital, an estimated $759K sold.

Based on aggregated 13F filings for Q4 2021.