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Stellus Capital Investment Corp

48 hedge funds and large institutions have $20M invested in Stellus Capital Investment Corp in 2020 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

382% more call options, than puts

Call options by funds: $106K | Put options by funds: $22K

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

1.98% less ownership

Funds ownership: 16.7%14.72% (-2%)

4% less funds holding

Funds holding: 5048 (-2)

50% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 20

54% less capital invested

Capital invested by funds: $43.4M → $20M (-$23.3M)

Holders
48
Holders Change
-2
Holders Change %
-4%
% of All Funds
1.06%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
10
Reduced
20
Closed
8
Calls
$106K
Puts
$22K
Net Calls
+$84K
Net Calls Change
-$128K
Name Holding Trade Value Shares
Change
Change in
Stake
CIM
1
Confluence Investment Management
Missouri
$3.39M -$43.2K -3,461 -0.7%
AAM
2
Advisors Asset Management
Colorado
$1.98M -$204K -16,349 -6%
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$1.97M -$1.16M -93,241 -26%
VEA
4
Virtus ETF Advisers
New York
$1.56M -$1.08M -86,051 -29%
RJA
5
Raymond James & Associates
Florida
$1.12M +$662K +53,022 +53%
GCM
6
Gables Capital Management
Florida
$987K -$27.5K -2,200 -2%
MC
7
Muzinich & Co
New York
$893K -$568K -45,492 -27%
Sumitomo Mitsui Trust Group
8
Sumitomo Mitsui Trust Group
Japan
$893K +$1.53M +122,472 New
Legal & General Group
9
Legal & General Group
United Kingdom
$794K +$341K +27,317 +34%
BlackRock
10
BlackRock
New York
$710K -$48.7K -3,897 -4%
RCM
11
Radcliffe Capital Management
Pennsylvania
$710K +$1.22M +97,400 New
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$496K +$136K +10,912 +19%
AR
13
Advisory Research
Illinois
$476K -$36.9K -2,954 -4%
UBS Group
14
UBS Group
Switzerland
$430K -$3.1M -248,534 -81%
LSV Asset Management
15
LSV Asset Management
Illinois
$301K
Millennium Management
16
Millennium Management
New York
$282K +$483K +38,676 New
RJFSA
17
Raymond James Financial Services Advisors
Florida
$277K +$104K +8,299 +28%
LPL Financial
18
LPL Financial
California
$257K +$82.1K +6,573 +23%
Osaic Holdings
19
Osaic Holdings
Arizona
$242K +$414K +33,179 New
Morgan Stanley
20
Morgan Stanley
New York
$233K -$130K -10,382 -25%
TRCT
21
Tower Research Capital (TRC)
New York
$228K +$369K +29,569 +1,727%
California Public Employees Retirement System
22
California Public Employees Retirement System
California
$225K
Acadian Asset Management
23
Acadian Asset Management
Massachusetts
$223K +$80.9K +6,477 +27%
OC
24
Oppenheimer & Co
New York
$222K -$91K -7,285 -19%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$175K +$12.5K +1,000 +4%

SCM Hedge Fund Activity: Q1 2020 in Review

48 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q1 2020, worth a combined $20M — down 54% from $43.4M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SCM positions and 8 closed out — a net gain of 1 holder — while 10 added to existing stakes and 20 trimmed.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $1.53M. The largest seller was UBS Group, cutting an estimated $3.1M.

  • 48 institutional investors held Stellus Capital Investment Corp (SCM) as of Q1 2020, down from 50 in Q4 2019.
  • Funds reported $20M of Stellus Capital Investment Corp stock for Q1 2020, down 54% quarter-over-quarter.
  • 9 funds opened new Stellus Capital Investment Corp positions in Q1 2020 and 8 closed out, a net change of +1 holder.
  • The largest Stellus Capital Investment Corp buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $1.53M added.
  • The largest Stellus Capital Investment Corp seller in Q1 2020 was UBS Group, an estimated $3.1M sold.

Based on aggregated 13F filings for Q1 2020.