State Street’s Stellus Capital Investment Corp SCM Stock Holding History

State Street’s Portfolio SCM Stock Details SCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-143,345	Closed	-$2.06M	–	3670
2014 Q1	$2.06M	Buy	143,345 +13,052	+10%	+$191K	﹤0.01%	3046
2013 Q4	$1.94M	Buy	130,293 +7,067	+6%	+$104K	﹤0.01%	3082
2013 Q3	$1.83M	Buy	123,226 +13,779	+13%	+$206K	﹤0.01%	3081
2013 Q2	$1.64M	Buy	+109,447	New	+$1.63M	﹤0.01%	3064

Other funds holding SCM

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

BCM

Buckhead Capital Management Atlanta, Georgia $265M AUM 11.84% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

State Street's SCM Position: Q2 2014 in Review

State Street sold out of Stellus Capital Investment Corp (SCM) in Q2 2014, closing a stake of 143,345 shares — an estimated $2.06M sold.

State Street first reported a position in SCM in Q2 2013 and held it in 4 quarters. The position peaked at $2.06M in Q1 2014. 39 funds tracked by Wall St. Rank hold SCM as of Q2 2014.

State Street reported no remaining Stellus Capital Investment Corp position as of Q2 2014 after selling out during the quarter.
State Street sold 143,345 Stellus Capital Investment Corp shares in Q2 2014, an estimated $2.06M.
State Street first reported a position in Stellus Capital Investment Corp in Q2 2013 and held it in 4 quarters.
State Street's Stellus Capital Investment Corp position peaked at $2.06M in Q1 2014.
39 funds tracked by Wall St. Rank held Stellus Capital Investment Corp as of Q2 2014.

Based on State Street's 13F filing for Q2 2014, filed 12 Aug 2014.