Ladenburg Thalmann Financial Services’s Stellus Capital Investment Corp SCM Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SCM Stock Details SCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$604K	Buy	42,449 +1,736	+4%	+$24.3K	﹤0.01%	1653
2019 Q3	$555K	Buy	40,713 +54	+0.1%	+$743	﹤0.01%	1684
2019 Q2	$563K	Buy	40,659 +62	+0.2%	+$875	﹤0.01%	1651
2019 Q1	$575K	Buy	40,597 +845	+2%	+$12K	﹤0.01%	1597
2018 Q4	$515K	Buy	39,752 +32	+0.1%	+$417	﹤0.01%	1513
2018 Q3	$541K	Buy	39,720 +1,434	+4%	+$19.4K	﹤0.01%	1541
2018 Q2	$441K	Hold	38,286	–	–	﹤0.01%	1653
2018 Q1	$441K	Sell	38,286 -448	-1%	-$5.4K	﹤0.01%	1653
2017 Q4	$509K	Sell	38,734 -2,541	-6%	-$34.1K	﹤0.01%	1536
2017 Q3	$564K	Buy	41,275 +10,399	+34%	+$142K	0.01%	1384
2017 Q2	$423K	Buy	30,876 +30,176	+4,311%	+$422K	0.01%	1489
2017 Q1	$10K	Hold	700	–	–	﹤0.01%	3995
2016 Q4	$8K	Hold	700	–	–	﹤0.01%	4022
2016 Q3	$8K	Hold	700	–	–	﹤0.01%	3949
2016 Q2	$7K	Hold	700	–	–	﹤0.01%	3967
2016 Q1	$7K	Hold	700	–	–	﹤0.01%	3899
2015 Q4	$7K	Hold	700	–	–	﹤0.01%	3893
2015 Q3	$7K	Sell	700 -600	-46%	-$6.46K	﹤0.01%	3758
2015 Q2	$15K	Hold	1,300	–	–	﹤0.01%	3426
2015 Q1	$16K	Hold	1,300	–	–	﹤0.01%	3332
2014 Q4	$15K	Hold	1,300	–	–	﹤0.01%	3178
2014 Q3	$18K	Hold	1,300	–	–	﹤0.01%	2752
2014 Q2	$19K	Buy	+1,300	New	+$18.1K	﹤0.01%	2707

Other funds holding SCM

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

GCM

Gables Capital Management Miami, Florida $236M AUM 32.91% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SCM Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Stellus Capital Investment Corp (SCM) stake by 4.3% in Q4 2019, buying an estimated $24.3K and bringing the position to 42,449 shares worth $604K. The position accounts for ﹤0.01% of the portfolio, ranked #1653.

Ladenburg Thalmann Financial Services first reported a position in SCM in Q2 2014 and has held it in 23 quarters since. 50 funds tracked by Wall St. Rank hold SCM as of Q4 2019.

Ladenburg Thalmann Financial Services held 42,449 shares of Stellus Capital Investment Corp worth $604K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 1,736 Stellus Capital Investment Corp shares in Q4 2019, an estimated $24.3K.
Stellus Capital Investment Corp made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1653 holding.
Ladenburg Thalmann Financial Services first reported a position in Stellus Capital Investment Corp in Q2 2014 and has held it in 23 quarters since.
50 funds tracked by Wall St. Rank held Stellus Capital Investment Corp as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.