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Stellus Capital Investment Corp
SCM

38 hedge funds and large institutions have $33.7M invested in Stellus Capital Investment Corp in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

27% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 11

11% more capital invested

Capital invested by funds: $30.2M → $33.7M (+$3.46M)

6% more funds holding

Funds holding: 36 → 38 (+2)

1.15% more ownership

Funds ownership: 23.65% → 24.8% (+1.2%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
38
Holders Change
+2
Holders Change %
+5.56%
% of All Funds
1.01%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
14
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AM
Ares Management
California
+$2.9M
2
MC
Muzinich & Co
New York
+$614K
3
FCH
Freestone Capital Holdings
Washington
+$491K
4
UBS Group
UBS Group
Switzerland
+$418K
5
Two Sigma Investments
Two Sigma Investments
New York
+$221K

Top Sellers

Rank Fund Capital Flow
1
YMRC
Yorktown Management & Research Company
Virginia
-$1.49M
2
AAM
Advisors Asset Management
Colorado
-$959K
3
BCM
Buckhead Capital Management
Georgia
-$467K
4
LVP
Limestone Value Partners
Texas
-$375K
5
Bank of America
Bank of America
North Carolina
-$84.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$78K – – –
Barclays
27
Barclays
United Kingdom
$75K +$37.6K +3,406 +97%
Citigroup
28
Citigroup
New York
$71K +$1.26K +114 +2%
NFG
29
Next Financial Group
Texas
$44K +$44.2K +4,000 New
Creative Planning
30
Creative Planning
Kansas
$33K +$33.1K +3,000 New
TRCT
31
Tower Research Capital (TRC)
New York
$26K +$24.9K +2,256 +1,455%
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$24K -$11K -1,000 -31%
AIM
33
Acrospire Investment Management
Illinois
$18K – – –
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$8K – – –
Manulife (Manufacturers Life Insurance)
35
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$7K – – –
Wells Fargo
36
Wells Fargo
California
$3K +$11 +1 +0.4%
HR
37
Howe & Rusling
New York
$2K – – –
PCM
38
Penserra Capital Management
California
$1K +$1.97K +178 New
LVP
39
Limestone Value Partners
Texas
– -$375K -34,153 Closed
Deutsche Bank
40
Deutsche Bank
Germany
– -$76K -7,449 Closed
AIM
41
Arcadia Investment Management
Michigan
– -$20K -1,955 Closed
1
2

SCM Hedge Fund Activity: Q3 2016 in Review

38 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q3 2016, worth a combined $33.7M — up 11% from $30.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SCM positions and 3 closed out — a net gain of 3 holders — while 14 added to existing stakes and 11 trimmed.

The largest buyer was Ares Management, adding an estimated $2.9M. The largest seller was Yorktown Management & Research Company, cutting an estimated $1.49M.

  • 38 institutional investors held Stellus Capital Investment Corp (SCM) as of Q3 2016, up from 36 in Q2 2016.
  • Funds reported $33.7M of Stellus Capital Investment Corp stock for Q3 2016, up 11% quarter-over-quarter.
  • 6 funds opened new Stellus Capital Investment Corp positions in Q3 2016 and 3 closed out, a net change of +3 holders.
  • The largest Stellus Capital Investment Corp buyer in Q3 2016 was Ares Management, an estimated $2.9M added.
  • The largest Stellus Capital Investment Corp seller in Q3 2016 was Yorktown Management & Research Company, an estimated $1.49M sold.

Based on aggregated 13F filings for Q3 2016.