Next Financial Group’s Stellus Capital Investment Corp SCM Stock Holding History

Next Financial Group’s Portfolio SCM Stock Details SCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-3,000	Closed	-$41K	–	2408
2019 Q2	$41K	Buy	+3,000	New	+$42.3K	﹤0.01%	1230
2017 Q3	–	Sell	-99	Closed	-$1K	–	1932
2017 Q2	$1K	Buy	+99	New	+$1.38K	﹤0.01%	1859
2017 Q1	–	Sell	-11,000	Closed	-$133K	–	2225
2016 Q4	$133K	Buy	11,000 +7,000	+175%	+$80K	0.02%	597
2016 Q3	$44K	Buy	+4,000	New	+$44.2K	0.01%	1004

Other funds holding SCM

Confluence Investment Management St. Louis, Missouri $5.97B AUM 5.11% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $261M AUM 78.99% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

GCM

Gables Capital Management Miami, Florida $277M AUM 41.87% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Freestone Capital Holdings Seattle, Washington $3.86B AUM 26.3% 1-Year Est. Return

Next Financial Group's SCM Position: Q3 2019 in Review

Next Financial Group sold out of Stellus Capital Investment Corp (SCM) in Q3 2019, closing a stake of 3,000 shares — an estimated $41K sold.

Next Financial Group first reported a position in SCM in Q3 2016 and held it in 4 quarters. The position peaked at $133K in Q4 2016. 46 funds tracked by Wall St. Rank hold SCM as of Q3 2019.

Next Financial Group reported no remaining Stellus Capital Investment Corp position as of Q3 2019 after selling out during the quarter.
Next Financial Group sold 3,000 Stellus Capital Investment Corp shares in Q3 2019, an estimated $41K.
Next Financial Group first reported a position in Stellus Capital Investment Corp in Q3 2016 and held it in 4 quarters.
Next Financial Group's Stellus Capital Investment Corp position peaked at $133K in Q4 2016.
46 funds tracked by Wall St. Rank held Stellus Capital Investment Corp as of Q3 2019.

Based on Next Financial Group's 13F filing for Q3 2019, filed 17 Oct 2019.