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ALPS Medical Breakthroughs ETF
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Overview Fund Activity

52 hedge funds and large institutions have $60.8M invested in ALPS Medical Breakthroughs ETF in 2020 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 12 closing their positions.

Holders
52
Holders Change
-1
Holders Change %
-1.89%
% of All Funds
1.05%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
15
Reduced
13
Closed
12
Calls
$1.36M
Puts
–
Net Calls
+$1.36M
Net Calls Change
-$219K

Top Buyers

1
TRCT
1
Tower Research Capital (TRC)
New York
$2.07M
2
Citadel Advisors
2
Citadel Advisors
Florida
$1.73M
3
GIA
3
Gladstone Institutional Advisory
Florida
$494K
4
Wells Fargo
4
Wells Fargo
California
$7.05M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.08M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.36M
2
BCM
2
Barometer Capital Management
Ontario, Canada
$0
3
Stifel Financial
3
Stifel Financial
Missouri
$0
4
FAAS
4
First Allied Advisory Services
California
$256K
5
FEM
5
Fulcrum Equity Management
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
MC
26
Matisse Capital
Oregon
$306K – – –
MML Investors Services
27
MML Investors Services
Massachusetts
$282K +$282K +6,860 New
RA
28
RFG Advisory
Alabama
$277K -$20.6K -500 -7%
SWP
29
Stratos Wealth Partners
Ohio
$262K +$28.8K +700 +12%
FAAS
30
First Allied Advisory Services
California
$256K -$641K -15,614 -71%
UCFA
31
United Capital Financial Advisors
Texas
$201K +$1.93K +47 +1%
Rockefeller Capital Management
32
Rockefeller Capital Management
New York
$164K – – –
AWM
33
AllSquare Wealth Management
New York
$147K – – –
US Bancorp
34
US Bancorp
Minnesota
$99K – – –
KPCM
35
Kings Point Capital Management
New York
$66K – – –
EWM
36
Elmwood Wealth Management
California
$29K – – –
Simplex Trading
37
Simplex Trading
Illinois
$23K -$4.02K -98 -15%
CAPTRUST Financial Advisors
38
CAPTRUST Financial Advisors
North Carolina
$23K +$4.17K +100 +22%
CFD
39
Creative Financial Designs
Indiana
$23K +$23K +550 New
Northwestern Mutual Wealth Management
40
Northwestern Mutual Wealth Management
Wisconsin
$21K +$21K +500 New
APA
41
American Portfolios Advisors
New York
$20.2K – – –
OC
42
Oakworth Capital
Alabama
$12K +$12K +300 New
GT
43
Glenmede Trust
Pennsylvania
$8K – – –
S
44
SignatureFD
Georgia
$8K +$8K +200 New
PS
45
Planned Solutions
California
$8K +$8K +200 New
PFS
46
Prospera Financial Services
Texas
$7K +$7K +176 New
ASN
47
Advisory Services Network
Georgia
$6K +$6K +150 New
Carson Wealth (CWM LLC)
48
Carson Wealth (CWM LLC)
Nebraska
$5K – – –
NFG
49
Next Financial Group
Texas
$4K +$4K +105 New
LWA
50
Lenox Wealth Advisors
New York
$2K – – –
1
2
3