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Prospect Capital

212 hedge funds and large institutions have $434M invested in Prospect Capital in 2016 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 74 increasing their positions, 62 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
212
Holders Change
-4
Holders Change %
-1.85%
% of All Funds
5.31%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
29
Increased
74
Reduced
62
Closed
28
Calls
$2.3M
Puts
$57.2M
Net Calls
-$54.9M
Net Calls Change
+$1.98M
Name Holding Trade Value Shares
Change
Shares
Change %
EWM
201
Edge Wealth Management
New York
$8K
FHA
202
First Horizon Advisors
Tennessee
$8K
BIG
203
Bellwether Investment Group
Tennessee
$8K +$8K +989 New
AF
204
Allworth Financial
California
$7K
RFA
205
Reilly Financial Advisors
California
$6K -$2.4K -300 -29%
Simplex Trading
206
Simplex Trading
Illinois
$6K +$6K +790 New
AssetMark Inc
207
AssetMark Inc
California
$5K +$5K +600 New
TCOV
208
Trust Company of Vermont
Vermont
$4K
WAS
209
Winch Advisory Services
Wisconsin
$4K +$124 +15 +3%
WCBA
210
Weaver C. Barksdale & Associates
Tennessee
$3K
RFM
211
Royal Fund Management
Florida
$3K +$3K +408 New
EGM
212
Engineers Gate Manager
New York
-$1.17M -144,340 Closed
CPSAC
213
Chas P. Smith & Associates (CPS)
Florida
-$910K -123,425 Closed
WI
214
WBI Investments
New Jersey
-$791K -97,663 Closed
Bank of New York Mellon
215
Bank of New York Mellon
New York
-$407K -50,235 Closed
State Street
216
State Street
Massachusetts
-$319K -39,342 Closed
SCM
217
Stevens Capital Management
Pennsylvania
-$293K -36,177 Closed
SEI Investments
218
SEI Investments
Pennsylvania
-$292K -36,000 Closed
CIC
219
Chilton Investment Company
Connecticut
-$255K -31,500 Closed
RPA
220
Rock Point Advisors
Vermont
-$229K -28,305 Closed
ST
221
Spot Trading
Illinois
-$219K -27,000 Closed
PP
222
PDT Partners
New York
-$214K -26,400 Closed
DC
223
Deere & Company
Illinois
-$212K -26,200 Closed
Millennium Management
224
Millennium Management
New York
-$176K -21,701 Closed
TSS
225
Two Sigma Securities
New York
-$174K -21,484 Closed