WBI Investments’s Prospect Capital PSEC Stock Holding History

WBI Investments’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-97,663	Closed	-$791K	–	371
2016 Q3	$791K	Buy	+97,663	New	+$806K	0.03%	224

Other funds holding PSEC

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

WBI Investments's PSEC Position: Q4 2016 in Review

WBI Investments sold out of Prospect Capital (PSEC) in Q4 2016, closing a stake of 97,663 shares — an estimated $791K sold.

WBI Investments first reported a position in PSEC in Q3 2016 and held it in 1 quarter. The position peaked at $791K in Q3 2016. 212 funds tracked by Wall St. Rank hold PSEC as of Q4 2016.

WBI Investments reported no remaining Prospect Capital position as of Q4 2016 after selling out during the quarter.
WBI Investments sold 97,663 Prospect Capital shares in Q4 2016, an estimated $791K.
WBI Investments first reported a position in Prospect Capital in Q3 2016 and held it in 1 quarter.
WBI Investments's Prospect Capital position peaked at $791K in Q3 2016.
212 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2016.

Based on WBI Investments's 13F filing for Q4 2016, filed 14 Feb 2017.