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Prospect Capital
PSEC

Overview Fund Activity

204 hedge funds and large institutions have $409M invested in Prospect Capital in 2015 Q2 according to their latest regulatory filings, with 21 funds opening new positions, 80 increasing their positions, 66 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
204
Holders Change
-18
Holders Change %
-8.11%
% of All Funds
5.5%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.16%
New
21
Increased
80
Reduced
66
Closed
35
Calls
$1.75M
Puts
$10M
Net Calls
-$8.25M
Net Calls Change
-$2.9M

Top Buyers

1
Deutsche Bank
Deutsche Bank
Germany
$31.2M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
$10.6M
3
Two Sigma Investments
Two Sigma Investments
New York
$9.13M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$7.12M
5
Morgan Stanley
Morgan Stanley
New York
$21M

Top Sellers

1
MSE
MUFG Securities EMEA
United Kingdom
$0
2
UBS Group
UBS Group
Switzerland
$50.7M
3
YMRC
Yorktown Management & Research Company
Virginia
$0
4
SC
Selz Capital
New York
$442K
5
TFMS
Trust & Fiduciary Management Services
Massachusetts
$4.12M
Name Holding Trade Value Shares
Change 		Shares
Change %
W
201
Wealthfront
California
$2K +$2K +300 New
WCM
202
Wealthcare Capital Management
Virginia
$1K – – –
Manulife (Manufacturers Life Insurance)
203
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$70 +$15 +2,029 +27%
MSE
204
MUFG Securities EMEA
United Kingdom
– -$8.86M -1,048,806 Closed
MUSU
205
Mitsubishi UFJ Securities (USA)
New York
– -$8.86M -1,048,806 Closed
YMRC
206
Yorktown Management & Research Company
Virginia
– -$7.99M -945,000 Closed
6CM
207
683 Capital Management
New York
– -$930K -110,000 Closed
RCM
208
Rivernorth Capital Management
Florida
– -$705K -83,428 Closed
EM
209
EnTrustPermal Management
New York
– -$497K -58,746 Closed
FANJ
210
Financial Architects (New Jersey)
New Jersey
– -$486K -57,500 Closed
Nisa Investment Advisors
211
Nisa Investment Advisors
Missouri
– -$361K -42,700 Closed
CC
212
Caxton Corporation
New Jersey
– -$309K -36,527 Closed
IC
213
InterOcean Capital
Illinois
– -$296K -35,025 Closed
VAM
214
Visium Asset Management
New York
– -$211K -24,990 Closed
KA
215
Kovack Advisors
Florida
– -$207K -24,468 Closed
SLG
216
Stanley-Laman Group
Pennsylvania
– -$186K -22,000 Closed
ICM
217
IMS Capital Management
Oregon
– -$154K -18,220 Closed
ST
218
Spot Trading
Illinois
– -$153K -18,155 Closed
Nomura Holdings
219
Nomura Holdings
Japan
– -$149K -17,643 Closed
NV
220
Nair Vinay
– -$138K -16,341 Closed
SCM
221
Southport Capital Management
Tennessee
– -$121K -14,300 Closed
Millennium Management
222
Millennium Management
New York
– -$111K -13,190 Closed
JPTCCM
223
J.P. Turner & Co Capital Management
Georgia
– -$99K -11,726 Closed
CAM
224
Concorde Asset Management
Michigan
– -$93K -11,025 Closed
IF
225
IRON Financial
Illinois
– -$89K -10,575 Closed
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