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Prospect Capital
PSEC

Overview Fund Activity

215 hedge funds and large institutions have $231M invested in Prospect Capital in 2022 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 79 increasing their positions, 54 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
215
Holders Change
-12
Holders Change %
-5.29%
% of All Funds
3.4%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
79
Reduced
54
Closed
37
Calls
$8.67M
Puts
$3.25M
Net Calls
+$5.42M
Net Calls Change
+$736K

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$32.6M
2
Northern Trust
2
Northern Trust
Illinois
$2.49M
3
AAM
3
Advisors Asset Management
Colorado
$5.9M
4
MFG
4
Merit Financial Group
Georgia
$714K
5
CSS
5
Cubist Systematic Strategies
Connecticut
$880K

Top Sellers

1
BlackRock
1
BlackRock
New York
$15.2M
2
Allianz Asset Management
2
Allianz Asset Management
Germany
$988K
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
HF
4
HRT Financial
New York
$0
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$1.37M
Name Holding Trade Value Shares
Change 		Shares
Change %
CB
151
Commerce Bank
Missouri
$85K +$85K +10,325 New
SRC
152
Shufro Rose & Co
New York
$83K – – –
RPCA
153
Running Point Capital Advisors
California
$83K +$83K +10,000 New
AIC
154
Archer Investment Corporation
Indiana
$81.9K +$41K +5,000 +100%
ECM
155
EMC Capital Management
Texas
$73K +$73K +9,443 New
Rockefeller Capital Management
156
Rockefeller Capital Management
New York
$56K +$55.2K +6,700 +6,700%
CM
157
Caption Management
Oklahoma
$54K +$54K +6,500 New
AWM
158
AllSquare Wealth Management
New York
$50K – – –
ADL
159
Asset Dedication LLC
California
$49K – – –
AWMS
160
Advocacy Wealth Management Services
Georgia
$43K – – –
BCV
161
Banque Cantonale Vaudoise
Switzerland
$33K – – –
PA
162
Parallel Advisors
California
$28K -$366 -45 -1%
Northwestern Mutual Wealth Management
163
Northwestern Mutual Wealth Management
Wisconsin
$27K – – –
TWA
164
TCI Wealth Advisors
Arizona
$27K +$569 +70 +2%
FCMT
165
Founders Capital Management (Texas)
Texas
$25K – – –
PP
166
PrairieView Partners
Minnesota
$25K – – –
SIC
167
SJS Investment Consulting
Ohio
$23K – – –
LC
168
Lindbrook Capital
California
$23K +$191 +23 +0.8%
IA
169
IFP Advisors
Florida
$23K +$23K +3,437 New
WB
170
Webster Bank
Connecticut
$22K – – –
FMP
171
Financial Management Professionals
Texas
$22K +$308 +37 +1%
TCWA
172
Ten Capital Wealth Advisors
Washington
$22K +$22K +2,619 New
Citigroup
173
Citigroup
New York
$20K +$19.9K +2,353 +23,530%
FHA
174
First Horizon Advisors
Tennessee
$19K -$47.8K -5,665 -72%
WBC
175
West Branch Capital
Massachusetts
$17K – – –
5 6
7
8 9