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Prospect Capital
PSEC

Overview Fund Activity

221 hedge funds and large institutions have $350M invested in Prospect Capital in 2019 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 77 increasing their positions, 64 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
221
Holders Change
+14
Holders Change %
+6.76%
% of All Funds
4.36%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.06%
New
39
Increased
77
Reduced
64
Closed
24
Calls
$1.95M
Puts
$17M
Net Calls
-$15.1M
Net Calls Change
+$1.3M

Top Buyers

1
IAA
Independent Advisor Alliance
North Carolina
$10.9M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$36.3M
3
Man Group
Man Group
United Kingdom
$12.4M
4
Invesco
Invesco
Georgia
$11.8M
5
Two Sigma Investments
Two Sigma Investments
New York
$12.8M

Top Sellers

1
Allianz Asset Management
Allianz Asset Management
Germany
$3.42M
2
Morgan Stanley
Morgan Stanley
New York
$5.68M
3
Deutsche Bank
Deutsche Bank
Germany
$20K
4
UBS Group
UBS Group
Switzerland
$14M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$5.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
FFA
151
First Foundation Advisors
California
$83K – – –
FNBOMD
152
First National Bank of Mount Dora
Florida
$83K – – –
CA
153
Callahan Advisors
Texas
$81K – – –
Simplex Trading
154
Simplex Trading
Illinois
$81K +$81K +12,723 New
LA
155
LVW Advisors
New York
$78K +$78K +12,124 New
SRC
156
Shufro Rose & Co
New York
$76K +$5.15K +800 +7%
TA
157
Tiedemann Advisors
New York
$72K – – –
MCA
158
Magnolia Capital Advisors
Mississippi
$71K +$71K +11,065 New
WQ
159
Wealth Quarterback
New Jersey
$70.8K +$70.8K +13,239 New
SSA
160
Schonfeld Strategic Advisors
New York
$68K -$297K -46,300 -81%
SFI
161
Susquehanna Fundamental Investments
Pennsylvania
$66K – – –
TLP
162
Trinity Legacy Partners
Texas
$66K – – –
SPIA
163
Steward Partners Investment Advisory
New York
$65K +$1.75K +273 +3%
APA
164
American Portfolios Advisors
New York
$54.6K +$9.46K +1,469 +21%
CFGS
165
Concourse Financial Group Securities
Alabama
$54K +$14.2K +2,189 +36%
ST
166
Smithfield Trust
Pennsylvania
$40K – – –
CFD
167
Creative Financial Designs
Indiana
$39K -$59.3K -9,125 -60%
AWM
168
AllSquare Wealth Management
New York
$39K – – –
RFA
169
Reilly Financial Advisors
California
$39K – – –
SMFS
170
Squar Milner Financial Services
California
$35K +$35K +5,500 New
WEC
171
Winslow Evans & Crocker
Massachusetts
$34K – – –
AWMS
172
Advocacy Wealth Management Services
Georgia
$33K – – –
FHA
173
Flagship Harbor Advisors
Massachusetts
$30K -$1.5K -236 -5%
NFG
174
Next Financial Group
Texas
$27K +$11.9K +1,843 +78%
CHA
175
Carmichael Hill & Associates
Maryland
$26K +$26K +3,965 New
5 6
7
8 9