PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

219 hedge funds and large institutions have $853M invested in Prospect Capital in 2013 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 110 increasing their positions, 49 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
219
Holders Change
+16
Holders Change %
+7.88%
% of All Funds
7.1%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.19%
New
35
Increased
110
Reduced
49
Closed
17
Calls
$1.07M
Puts
$2.51M
Net Calls
-$1.43M
Net Calls Change
+$465K

Top Buyers

1
BFA
1
BlackRock Fund Advisors
California
$154M
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$9.59M
3
YMRC
3
Yorktown Management & Research Company
Virginia
$10.1M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$39.8M
5
Northern Trust
5
Northern Trust
Illinois
$47.2M

Top Sellers

1
KeyBank National Association
1
KeyBank National Association
Ohio
$10.2M
2
Principal Financial Group
2
Principal Financial Group
Iowa
$16.6M
3
DFG
3
Delphi Financial Group
Delaware
$10.6M
4
AQR Capital Management
4
AQR Capital Management
Connecticut
$2.26M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
QIM
126
Quantitative Investment Management
Virginia
$502K +$502K +45,000 New
OIA
127
Optimum Investment Advisors
Illinois
$495K +$495K +44,300 New
Nisa Investment Advisors
128
Nisa Investment Advisors
Missouri
$477K -$279K -25,000 -37%
SNC
129
Stifel Nicolaus & Co
Missouri
$469K +$158K +14,102 +51%
OC
130
Oppenheimer & Co
New York
$460K -$31.5K -2,830 -6%
RA
131
Rational Advisors
New York
$447K – – –
DADC
132
D.A. Davidson & Co
Montana
$437K -$9.89K -886 -2%
CCA
133
Catalyst Capital Advisors
New York
$432K +$432K +38,575 New
MSA
134
Mason Street Advisors
Wisconsin
$430K +$99.1K +8,863 +30%
M&T Bank
135
M&T Bank
New York
$425K – – –
AIM
136
Allen Investment Management
New York
$424K +$63.7K +5,699 +18%
ACP
137
Aviance Capital Partners
Florida
$423K +$149K +13,325 +54%
Millennium Management
138
Millennium Management
New York
$393K +$125K +11,161 +47%
US Bancorp
139
US Bancorp
Minnesota
$388K +$367K +32,828 +1,774%
Janney Montgomery Scott
140
Janney Montgomery Scott
Pennsylvania
$361K +$361K +32,277 New
Susquehanna International Group
141
Susquehanna International Group
Pennsylvania
$359K -$188K -16,826 -34%
HCM
142
Hilton Capital Management
New York
$357K – – –
SAM
143
Silvercrest Asset Management
New York
$352K – – –
Teacher Retirement System of Texas
144
Teacher Retirement System of Texas
Texas
$351K +$179K +16,020 +104%
EWM
145
Elite Wealth Management
Washington
$335K +$335K +30,000 New
HW
146
Hancock Whitney
Mississippi
$333K -$7.41K -665 -2%
CA
147
Cetera Advisors
Colorado
$332K +$46.4K +4,150 +16%
PI
148
PineBridge Investments
New York
$331K +$61.6K +5,506 +23%
AWMS
149
Advocacy Wealth Management Services
Georgia
$330K -$50.3K -4,500 -13%
MFS
150
MSI Financial Services
Massachusetts
$317K -$1.04M -93,064 -77%
4 5
6
7 8