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Stifel Nicolaus & Co’s Prospect Capital PSEC Stock Holding History

Stifel Nicolaus & Co’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$469K Buy
42,000
+14,102
+51% +$157K 0.01% 929
2013
Q2 		$301K Buy
+27,898
New +$299K 0.01% 1087

Other funds holding PSEC

BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
TNBTD
Trustmark National Bank Trust Department Jackson, Mississippi $1.56B AUM 16.53% 1-Year Est. Return
BG
BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Stifel Nicolaus & Co's PSEC Position: Q3 2013 in Review

Stifel Nicolaus & Co increased its Prospect Capital (PSEC) stake by 51% in Q3 2013, buying an estimated $157K and bringing the position to 42,000 shares worth $469K. The position accounts for 0.01% of the portfolio, ranked #929.

Stifel Nicolaus & Co first reported a position in PSEC in Q2 2013 and has held it in 2 quarters since. 219 funds tracked by Wall St. Rank hold PSEC as of Q3 2013.

  • Stifel Nicolaus & Co held 42,000 shares of Prospect Capital worth $469K as of Q3 2013.
  • Stifel Nicolaus & Co bought 14,102 Prospect Capital shares in Q3 2013, an estimated $157K.
  • Prospect Capital made up 0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #929 holding.
  • Stifel Nicolaus & Co first reported a position in Prospect Capital in Q2 2013 and has held it in 2 quarters since.
  • 219 funds tracked by Wall St. Rank held Prospect Capital as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.