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Prospect Capital
PSEC

Overview Fund Activity

203 hedge funds and large institutions have $796M invested in Prospect Capital in 2013 Q2 according to their latest regulatory filings, with 203 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
203
Holders Change
+203
Holders Change %
–
% of All Funds
6.63%
Holding in Top 10
5
Holding in Top 10 Change
+5
Holding in Top 10 Change %
%
% of All Funds
0.16%
New
203
Increased
–
Reduced
–
Closed
–
Calls
$695K
Puts
$2.59M
Net Calls
-$1.9M
Net Calls Change
-$1.9M

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Shares
Change %
RA
126
Rational Advisors
New York
$432K +$432K +40,000 New
DADC
127
D.A. Davidson & Co
Montana
$432K +$432K +40,031 New
M&T Bank
128
M&T Bank
New York
$411K +$411K +38,083 New
WA
129
WFG Advisors
Texas
$374K +$374K +34,668 New
AWMS
130
Advocacy Wealth Management Services
Georgia
$367K +$367K +34,025 New
AIM
131
Allen Investment Management
New York
$348K +$348K +32,250 New
HCM
132
Hilton Capital Management
New York
$346K +$346K +32,000 New
SAM
133
Silvercrest Asset Management
New York
$340K +$340K +31,500 New
HW
134
Hancock Whitney
Mississippi
$330K +$330K +30,540 New
MSA
135
Mason Street Advisors
Wisconsin
$320K +$320K +29,609 New
KCG
136
Knight Capital Group
$319K +$319K +29,531 New
HSBC Holdings
137
HSBC Holdings
United Kingdom
$318K +$318K +29,400 New
SNC
138
Stifel Nicolaus & Co
Missouri
$301K +$301K +27,898 New
ICOA
139
Investment Centers of America
North Dakota
$292K +$292K +26,989 New
CAN
140
Cetera Advisor Networks
California
$291K +$291K +27,250 New
CA
141
Cetera Advisors
Colorado
$276K +$276K +25,575 New
B
142
Baird
Wisconsin
$272K +$272K +25,183 New
ACP
143
Aviance Capital Partners
Florida
$265K +$265K +24,500 New
PI
144
PineBridge Investments
New York
$260K +$260K +24,062 New
Millennium Management
145
Millennium Management
New York
$259K +$259K +24,000 New
FAAS
146
First Allied Advisory Services
California
$253K +$253K +23,665 New
FMBTD
147
First Midwest Bank Trust Division
Illinois
$244K +$244K +22,583 New
SB
148
Suntrust Banks
Georgia
$243K +$243K +22,599 New
NG
149
NatWest Group
United Kingdom
$242K +$242K +22,406 New
GMIM
150
General Motors Investment Management
New York
$234K +$234K +21,699 New
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