Baird’s Prospect Capital PSEC Stock Holding History

Baird’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	$147K	Sell	17,376 -11,225	-39%	-$95.9K	﹤0.01%	1255
2014 Q4	$236K	Sell	28,601 -1,523	-5%	-$14K	﹤0.01%	1163
2014 Q3	$298K	Buy	30,124 +365	+1%	+$3.85K	﹤0.01%	983
2014 Q2	$316K	Buy	29,759 +3,607	+14%	+$37.5K	﹤0.01%	966
2014 Q1	$282K	Buy	26,152 +4,429	+20%	+$49K	﹤0.01%	999
2013 Q4	$244K	Buy	21,723 +2,343	+12%	+$26.4K	﹤0.01%	1024
2013 Q3	$216K	Sell	19,380 -5,803	-23%	-$64.4K	﹤0.01%	1010
2013 Q2	$272K	Buy	+25,183	New	+$270K	0.01%	928

Other funds holding PSEC

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.56B AUM 16.53% 1-Year Est. Return

Baird's PSEC Position: Q1 2015 in Review

Baird reduced its Prospect Capital (PSEC) stake by 39% in Q1 2015, selling an estimated $95.9K and leaving 17,376 shares worth $147K. The position accounts for ﹤0.01% of the portfolio, ranked #1255.

Baird first reported a position in PSEC in Q2 2013 and has held it in 8 quarters since. The position peaked at $316K in Q2 2014. 222 funds tracked by Wall St. Rank hold PSEC as of Q1 2015.

Baird held 17,376 shares of Prospect Capital worth $147K as of Q1 2015.
Baird sold 11,225 Prospect Capital shares in Q1 2015, an estimated $95.9K.
Prospect Capital made up ﹤0.01% of Baird's portfolio in Q1 2015, its #1255 holding.
Baird first reported a position in Prospect Capital in Q2 2013 and has held it in 8 quarters since.
Baird's Prospect Capital position peaked at $316K in Q2 2014.
222 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2015.

Based on Baird's 13F filing for Q1 2015, filed 13 May 2015.