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Prospect Capital
PSEC

Overview Fund Activity

204 hedge funds and large institutions have $311M invested in Prospect Capital in 2016 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 76 increasing their positions, 62 reducing their positions, and 28 closing their positions.

Holders
204
Holders Change
-13
Holders Change %
-5.99%
% of All Funds
5.45%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
17
Increased
76
Reduced
62
Closed
28
Calls
$8.09M
Puts
$54.8M
Net Calls
-$46.8M
Net Calls Change
-$14M

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$32.5M
2
RIA
2
RPG Investment Advisory
California
$4.31M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$3.52M
4
BCM
4
Beck Capital Management
Texas
$3.91M
5
BG
5
BlackRock Group
United Kingdom
$13.9M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$8.57M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$111K
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$0
4
AAM
4
Advisors Asset Management
Colorado
$9.19M
5
TNBTD
5
Trustmark National Bank Trust Department
Mississippi
$4.73M
Name Holding Trade Value Shares
Change 		Shares
Change %
KA
101
Kovack Advisors
Florida
$349K +$61.9K +7,925 +22%
HCM
102
Highlander Capital Management
New Jersey
$347K -$3.13K -400 -0.9%
SI
103
SII Investments
Wisconsin
$332K +$66.1K +8,378 +25%
AIA
104
Allegis Investment Advisors
Idaho
$320K -$7.86K -1,000 -2%
FMBTD
105
First Midwest Bank Trust Division
Illinois
$319K +$102K +13,034 +47%
ICAS
106
Investors Capital Advisory Services
Massachusetts
$311K -$30.4K -3,883 -9%
State Street
107
State Street
Massachusetts
$308K – – –
QC
108
Quadrature Capital
United Kingdom
$308K +$308K +39,354 New
Allianz Asset Management
109
Allianz Asset Management
Germany
$302K -$430K -55,013 -59%
DADC
110
D.A. Davidson & Co
Montana
$296K +$289 +37 +0.1%
Envestnet Asset Management
111
Envestnet Asset Management
Illinois
$293K +$60.4K +7,715 +26%
Northern Trust
112
Northern Trust
Illinois
$274K +$4.83K +614 +2%
SAM
113
Selway Asset Management
$272K – – –
CWA
114
Cypress Wealth Advisors
California
$258K – – –
SFA
115
Sequoia Financial Advisors
Ohio
$256K +$256K +32,680 New
CIC
116
Chilton Investment Company
Connecticut
$246K – – –
M&T Bank
117
M&T Bank
New York
$243K -$13.9K -1,776 -5%
ACP
118
Aviance Capital Partners
Florida
$233K +$5.49K +700 +2%
RPA
119
Rock Point Advisors
Vermont
$229K – – –
EFS
120
Essex Financial Services
Connecticut
$225K +$3.01K +385 +1%
TYCC
121
Texas Yale Capital Corp
Florida
$212K -$86K -11,000 -29%
HAG
122
HighPoint Advisor Group
Illinois
$211K +$84.3K +10,173 +67%
RIA
123
Regal Investment Advisors
Michigan
$204K -$2.01K -256 -1%
DC
124
Deere & Company
Illinois
$203K – – –
WP
125
WealthSource Partners
California
$202K +$5.86K +750 +3%
3 4
5
6 7