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Prospect Capital
PSEC

Overview Fund Activity

207 hedge funds and large institutions have $306M invested in Prospect Capital in 2019 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 54 increasing their positions, 73 reducing their positions, and 30 closing their positions.

Holders
207
Holders Change
-6
Holders Change %
-2.82%
% of All Funds
4.55%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
24
Increased
54
Reduced
73
Closed
30
Calls
$1.81M
Puts
$18.2M
Net Calls
-$16.4M
Net Calls Change
+$2.05M

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$26.4M
2
SCM
2
Scopia Capital Management
New York
$7.15M
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$22M
4
Man Group
4
Man Group
United Kingdom
$2.45M
5
California Public Employees Retirement System
5
California Public Employees Retirement System
California
$5.74M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$17.4M
2
Skandinaviska Enskilda Banken (SEB)
2
Skandinaviska Enskilda Banken (SEB)
Sweden
$1.93M
3
MC
3
Muzinich & Co
New York
$19M
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$8.82M
5
USAA
5
United Services Automobile Association
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Creative Planning
76
Creative Planning
Kansas
$425K -$3.19K -485 -0.7%
CAN
77
Cetera Advisor Networks
California
$419K +$2.66K +400 +0.6%
Balyasny Asset Management
78
Balyasny Asset Management
Illinois
$418K -$399K -60,430 -49%
WS
79
Wedbush Securities
California
$418K -$60.4K -9,166 -13%
Aberdeen Group
80
Aberdeen Group
United Kingdom
$396K – – –
SSA
81
Schonfeld Strategic Advisors
New York
$375K +$375K +56,900 New
PSP
82
Principal Street Partners
Tennessee
$361K +$7.51K +1,140 +2%
TH
83
Timber Hill
Connecticut
$336K +$13.2K +2,000 +4%
BCA
84
Biltmore Capital Advisors
New Jersey
$336K +$39.5K +6,000 +13%
CIBC World Market
85
CIBC World Market
Ontario, Canada
$329K -$27.4K -4,157 -8%
IAA
86
Independent Advisor Alliance
North Carolina
$313K +$7.15K +1,124 +2%
PI
87
PEAK6 Investments
Illinois
$312K -$622K -95,395 -67%
AG
88
Aperio Group
California
$306K -$377K -57,204 -55%
PCMC
89
Paragon Capital Management (Colorado)
Colorado
$283K -$7.61K -1,154 -3%
RBFC
90
Roman Butler Fullerton & Co
Missouri
$280K +$18.3K +2,780 +7%
Citadel Advisors
91
Citadel Advisors
Florida
$270K -$643K -97,666 -70%
JPMorgan Chase & Co
92
JPMorgan Chase & Co
New York
$268K +$60.3K +9,153 +29%
Wolverine Trading
93
Wolverine Trading
Illinois
$258K +$84.8K +12,787 +49%
WA
94
Wealthstar Advisors
Texas
$257K +$98.1K +14,954 +62%
SFS
95
Sowell Financial Services
Arkansas
$257K +$257K +39,020 New
GWM
96
Geneos Wealth Management
Colorado
$244K -$7.97K -1,202 -3%
DADC
97
D.A. Davidson & Co
Montana
$243K -$86 -13 -0%
FAAS
98
First Allied Advisory Services
California
$234K -$30.8K -4,708 -12%
D.E. Shaw & Co
99
D.E. Shaw & Co
New York
$230K -$574K -87,163 -71%
PFS
100
Prospera Financial Services
Texas
$220K +$13.7K +2,085 +7%
2 3
4
5 6