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Prospect Capital
PSEC

Overview Fund Activity

239 hedge funds and large institutions have $301M invested in Prospect Capital in 2018 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 57 increasing their positions, 76 reducing their positions, and 31 closing their positions.

Holders
239
Holders Change
+15
Holders Change %
+6.7%
% of All Funds
5.33%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
52
Increased
57
Reduced
76
Closed
31
Calls
$7.79M
Puts
$39.6M
Net Calls
-$31.8M
Net Calls Change
-$10.5M

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$37.2M
2
Allianz Asset Management
2
Allianz Asset Management
Germany
$11.9M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$6.78M
4
LSV Asset Management
4
LSV Asset Management
Illinois
$35.4M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$10.7M

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$1.02M
2
Invesco
2
Invesco
Georgia
$3.16M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.78M
4
Arrowstreet Capital
4
Arrowstreet Capital
Massachusetts
$11.2M
5
Deutsche Bank
5
Deutsche Bank
Germany
$3.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
ECM
76
ExodusPoint Capital Management
New York
$506K +$506K +80,200 New
Robeco Institutional Asset Management
77
Robeco Institutional Asset Management
Netherlands
$505K – – –
CIBC World Market
78
CIBC World Market
Ontario, Canada
$481K -$49.5K -7,847 -9%
Creative Planning
79
Creative Planning
Kansas
$469K +$85.9K +13,605 +22%
CAM
80
Concorde Asset Management
Michigan
$463K +$463K +73,300 New
AOWM
81
Alpha Omega Wealth Management
Virginia
$452K +$9.55K +1,511 +2%
AW
82
Alpha Windward
Massachusetts
$443K +$443K +70,260 New
Squarepoint
83
Squarepoint
New York
$436K +$436K +69,065 New
CA
84
Cetera Advisors
Colorado
$424K -$13.8K -2,200 -3%
BAM
85
Blueshift Asset Management
New Jersey
$422K +$422K +66,835 New
SCA
86
Sage Capital Advisors
South Dakota
$410K -$118K -18,647 -22%
CAN
87
Cetera Advisor Networks
California
$388K -$4.99K -800 -1%
ACS
88
Archford Capital Strategies
Illinois
$385K -$630 -100 -0.2%
WAM
89
Wolverine Asset Management
Illinois
$373K +$209K +33,182 +127%
PFS
90
Prospera Financial Services
Texas
$319K +$22.9K +3,580 +8%
IAA
91
Independent Advisor Alliance
North Carolina
$312K -$70.8K -10,709 -18%
FAAS
92
First Allied Advisory Services
California
$291K +$779 +123 +0.3%
WP
93
WealthPLAN Partners
Nebraska
$290K -$36K -5,495 -11%
Bank of Montreal
94
Bank of Montreal
Ontario, Canada
$287K -$2.52M -400,000 -90%
FIM
95
Freedom Investment Management
Connecticut
$287K -$55.9K -8,842 -16%
PCMC
96
Paragon Capital Management (Colorado)
Colorado
$286K +$286K +45,331 New
SG Americas Securities
97
SG Americas Securities
New York
$281K -$18.6K -2,953 -6%
N
98
Natixis
France
$275K +$275K +43,628 New
MML Investors Services
99
MML Investors Services
Massachusetts
$269K -$4.25K -673 -2%
Fisher Asset Management
100
Fisher Asset Management
Washington
$256K +$256K +40,500 New
2 3
4
5 6