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Prospect Capital
PSEC

Overview Fund Activity

224 hedge funds and large institutions have $381M invested in Prospect Capital in 2018 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 70 increasing their positions, 69 reducing their positions, and 20 closing their positions.

Holders
224
Holders Change
+8
Holders Change %
+3.7%
% of All Funds
5.13%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
29
Increased
70
Reduced
69
Closed
20
Calls
$3.57M
Puts
$24.9M
Net Calls
-$21.3M
Net Calls Change
-$2.89M

Top Buyers

1
CS
1
Credit Suisse
Switzerland
$20.3M
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$18.4M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$11.9M
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$5.66M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$6.18M

Top Sellers

1
MC
1
Muzinich & Co
New York
$36.9M
2
Deutsche Bank
2
Deutsche Bank
Germany
$8.71M
3
AM
3
Ares Management
California
$0
4
Invesco
4
Invesco
Georgia
$16.2M
5
QOP
5
Quinn Opportunity Partners
Virginia
$4.28M
Name Holding Trade Value Shares
Change 		Shares
Change %
SCA
76
Sage Capital Advisors
South Dakota
$613K +$9.87K +1,346 +2%
EGA
77
Eagle Global Advisors
Texas
$612K +$31.6K +4,310 +5%
QC
78
Quadrature Capital
United Kingdom
$612K +$612K +83,452 New
Canada Life
79
Canada Life
Manitoba, Canada
$604K -$77.1K -10,497 -11%
Robeco Institutional Asset Management
80
Robeco Institutional Asset Management
Netherlands
$587K – – –
DIM
81
DC Investments Management
Virginia
$572K -$6.87K -938 -1%
AG
82
Aperio Group
California
$564K +$112K +15,271 +25%
AOWM
83
Alpha Omega Wealth Management
Virginia
$513K -$48.7K -6,643 -9%
JFA
84
JNBA Financial Advisors
Minnesota
$513K +$513K +70,043 New
CA
85
Cetera Advisors
Colorado
$509K +$15.9K +2,171 +3%
CAN
86
Cetera Advisor Networks
California
$461K +$55.2K +7,546 +14%
ACS
87
Archford Capital Strategies
Illinois
$448K -$1.47K -200 -0.3%
Creative Planning
88
Creative Planning
Kansas
$445K +$63.9K +8,714 +17%
Tudor Investment Corp
89
Tudor Investment Corp
Connecticut
$436K -$79.4K -10,834 -15%
FIM
90
Freedom Investment Management
Connecticut
$404K -$99.2K -13,326 -20%
IA
91
IFP Advisors
Florida
$376K +$3.94K +537 +1%
SG Americas Securities
92
SG Americas Securities
New York
$348K -$27.4K -3,742 -7%
WP
93
WealthPLAN Partners
Nebraska
$337K -$126K -18,565 -27%
FAAS
94
First Allied Advisory Services
California
$334K -$14K -1,921 -4%
PFS
95
Prospera Financial Services
Texas
$328K -$101K -14,250 -24%
GWM
96
Geneos Wealth Management
Colorado
$326K +$49.4K +6,761 +18%
MML Investors Services
97
MML Investors Services
Massachusetts
$318K +$111K +15,174 +54%
PC
98
Pomelo Capital
New York
$296K – – –
OIA
99
Optimum Investment Advisors
Illinois
$293K – – –
QIM
100
Quantitative Investment Management
Virginia
$288K +$288K +39,300 New
2 3
4
5 6