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Prospect Capital

224 hedge funds and large institutions have $381M invested in Prospect Capital in 2018 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 70 increasing their positions, 69 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 20

29% more capital invested

Capital invested by funds: $294M → $381M (+$86.1M)

4% more funds holding

Funds holding: 216224 (+8)

2.15% more ownership

Funds ownership: 12.1%14.24% (+2.1%)

1% more repeat investments, than reductions

Existing positions increased: 70 | Existing positions reduced: 69

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

86% less call options, than puts

Call options by funds: $3.57M | Put options by funds: $24.9M

Holders
224
Holders Change
+8
Holders Change %
+3.7%
% of All Funds
5.12%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
29
Increased
70
Reduced
69
Closed
20
Calls
$3.57M
Puts
$24.9M
Net Calls
-$21.3M
Net Calls Change
-$2.89M
Name Holding Trade Value Shares
Change
Change in
Stake
SCA
76
Sage Capital Advisors
South Dakota
$613K +$9.52K +1,346 +2%
EGA
77
Eagle Global Advisors
Texas
$612K +$30.5K +4,310 +5%
QC
78
Quadrature Capital
United Kingdom
$612K +$590K +83,452 New
Canada Life
79
Canada Life
Manitoba, Canada
$604K -$74.2K -10,497 -11%
Robeco Institutional Asset Management
80
Robeco Institutional Asset Management
Netherlands
$587K
DIM
81
DC Investments Management
Virginia
$572K -$6.63K -938 -1%
AG
82
Aperio Group
California
$564K +$108K +15,271 +25%
AOWM
83
Alpha Omega Wealth Management
Virginia
$513K -$47K -6,643 -9%
JFA
84
JNBA Financial Advisors
Minnesota
$513K +$495K +70,043 New
CA
85
Cetera Advisors
Colorado
$509K +$15.4K +2,171 +3%
CAN
86
Cetera Advisor Networks
California
$461K +$53.4K +7,546 +14%
ACS
87
Archford Capital Strategies
Illinois
$448K -$1.42K -200 -0.3%
Creative Planning
88
Creative Planning
Kansas
$445K +$61.6K +8,714 +17%
Tudor Investment Corp
89
Tudor Investment Corp
Connecticut
$436K -$76.6K -10,834 -15%
FIM
90
Freedom Investment Management
Connecticut
$404K -$94.3K -13,326 -20%
IA
91
IFP Advisors
Florida
$376K +$3.8K +537 +1%
SG Americas Securities
92
SG Americas Securities
New York
$348K -$26.5K -3,742 -7%
WP
93
WealthPLAN Partners
Nebraska
$337K -$131K -18,565 -27%
FAAS
94
First Allied Advisory Services
California
$334K -$13.6K -1,921 -4%
PFS
95
Prospera Financial Services
Texas
$328K -$101K -14,250 -24%
GWM
96
Geneos Wealth Management
Colorado
$326K +$47.8K +6,761 +18%
MML Investors Services
97
MML Investors Services
Massachusetts
$318K +$107K +15,174 +54%
PC
98
Pomelo Capital
New York
$296K
OIA
99
Optimum Investment Advisors
Illinois
$293K
QIM
100
Quantitative Investment Management
Virginia
$288K +$278K +39,300 New

PSEC Hedge Fund Activity: Q3 2018 in Review

224 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2018, worth a combined $381M — up 29% from $294M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new PSEC positions and 20 closed out — a net gain of 9 holders — while 70 added to existing stakes and 69 trimmed.

The largest buyer was Credit Suisse, opening a new position worth an estimated $19.5M. The largest seller was Muzinich & Co, cutting an estimated $7.76M.

  • 224 institutional investors held Prospect Capital (PSEC) as of Q3 2018, up from 216 in Q2 2018.
  • Funds reported $381M of Prospect Capital stock for Q3 2018, up 29% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2018 and 20 closed out, a net change of +9 holders.
  • The largest Prospect Capital buyer in Q3 2018 was Credit Suisse, an estimated $19.5M added.
  • The largest Prospect Capital seller in Q3 2018 was Muzinich & Co, an estimated $7.76M sold.

Based on aggregated 13F filings for Q3 2018.