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Prospect Capital
PSEC

Overview Fund Activity

216 hedge funds and large institutions have $294M invested in Prospect Capital in 2018 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 58 increasing their positions, 70 reducing their positions, and 27 closing their positions.

Holders
216
Holders Change
-2
Holders Change %
-0.92%
% of All Funds
4.95%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
28
Increased
58
Reduced
70
Closed
27
Calls
$7.69M
Puts
$26.1M
Net Calls
-$18.4M
Net Calls Change
-$87K

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$6.89M
2
Deutsche Bank
2
Deutsche Bank
Germany
$11.8M
3
Invesco
3
Invesco
Georgia
$15.9M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$1.73M
5
NAM
5
Nissay Asset Management
Japan
$2.75M

Top Sellers

1
MC
1
Muzinich & Co
New York
$41.2M
2
Citadel Advisors
2
Citadel Advisors
Florida
$866K
3
COPPSERS
3
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$0
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$1.62M
5
PMLI
5
Penn Mutual Life Insurance
Pennsylvania
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Tudor Investment Corp
76
Tudor Investment Corp
Connecticut
$472K +$170K +25,326 +56%
WP
77
WealthPLAN Partners
Nebraska
$459K -$111K -16,595 -20%
FIM
78
Freedom Investment Management
Connecticut
$454K -$34.3K -5,110 -7%
CA
79
Cetera Advisors
Colorado
$454K -$25.9K -3,856 -5%
AG
80
Aperio Group
California
$414K +$87.3K +13,011 +27%
ACS
81
Archford Capital Strategies
Illinois
$412K -$2.55K -380 -0.6%
PFS
82
Prospera Financial Services
Texas
$409K +$27K +4,000 +7%
DC
83
Davenport & Co
Virginia
$400K -$2.02K -300 -0.5%
CAN
84
Cetera Advisor Networks
California
$370K -$111K -16,700 -23%
AI
85
Atria Investments
North Carolina
$367K +$58.7K +8,758 +19%
FFA
86
First Foundation Advisors
California
$362K – – –
Creative Planning
87
Creative Planning
Kansas
$349K -$490K -73,050 -58%
SG Americas Securities
88
SG Americas Securities
New York
$344K -$98.6K -14,687 -22%
IA
89
IFP Advisors
Florida
$340K -$125K -18,702 -27%
FAAS
90
First Allied Advisory Services
California
$320K -$27.8K -4,155 -8%
Bank of Montreal
91
Bank of Montreal
Ontario, Canada
$305K – – –
SB
92
Suntrust Banks
Georgia
$298K – – –
WAM
93
Wolverine Asset Management
Illinois
$297K +$297K +44,272 New
GXMC
94
Global X Management Company
New York
$282K +$15K +2,232 +6%
PC
95
Pomelo Capital
New York
$271K -$190K -28,260 -41%
OIA
96
Optimum Investment Advisors
Illinois
$268K -$40.2K -6,000 -13%
HCM
97
Highlander Capital Management
New Jersey
$262K – – –
GWM
98
Geneos Wealth Management
Colorado
$253K -$62.5K -9,339 -20%
GFPC
99
Global Financial Private Capital
Florida
$243K -$1.45K -215 -0.6%
Goldman Sachs
100
Goldman Sachs
New York
$242K -$480K -71,623 -66%
2 3
4
5 6