We are live on ! Find out more
PSEC icon

Prospect Capital

213 hedge funds and large institutions have $448M invested in Prospect Capital in 2017 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 80 increasing their positions, 63 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 63

0.59% less ownership

Funds ownership: 15.9%15.31% (-0.59%)

2% less funds holding

Funds holding: 218213 (-5)

11% less first-time investments, than exits

New positions opened: 25 | Existing positions closed: 28

13% less capital invested

Capital invested by funds: $517M → $448M (-$69.1M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

90% less call options, than puts

Call options by funds: $5.03M | Put options by funds: $52.3M

Holders
213
Holders Change
-5
Holders Change %
-2.29%
% of All Funds
5.31%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
25
Increased
80
Reduced
63
Closed
28
Calls
$5.03M
Puts
$52.3M
Net Calls
-$47.3M
Net Calls Change
-$2.02M
Name Holding Trade Value Shares
Change
Change in
Stake
SRC
51
Shufro Rose & Co
New York
$1.39M -$56.6K -6,600 -4%
MSTVIM
52
Messner & Smith Theme Value Investment Management
California
$1.37M -$13.1K -1,526 -0.9%
Creative Planning
53
Creative Planning
Kansas
$1.35M +$38.1K +4,447 +3%
Macquarie Group
54
Macquarie Group
Australia
$1.31M +$14.1K +1,641 +1%
RJA
55
Raymond James & Associates
Florida
$1.27M -$246K -28,694 -15%
Stifel Financial
56
Stifel Financial
Missouri
$1.25M +$201K +23,382 +18%
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$1.17M -$5.71K -666 -0.5%
CIBC World Market
58
CIBC World Market
Ontario, Canada
$1.17M +$650K +75,839 +112%
Northern Trust
59
Northern Trust
Illinois
$1.08M +$905K +105,570 +382%
SPC
60
Sigma Planning Corp
Michigan
$1.07M -$92.7K -10,814 -8%
Two Sigma Advisers
61
Two Sigma Advisers
New York
$1.06M -$6.04M -704,193 -84%
PAM
62
PVG Asset Management
Colorado
$1.06M -$1.61M -187,431 -59%
CCA
63
Catalyst Capital Advisors
New York
$1.03M +$1.09M +126,900 New
Ameriprise
64
Ameriprise
Minnesota
$1M +$538K +62,681 +103%
CIM
65
Cambria Investment Management
California
$957K -$140K -16,370 -12%
MML Investors Services
66
MML Investors Services
Massachusetts
$925K +$977K +113,881 New
FIM
67
Freedom Investment Management
Connecticut
$885K +$65.9K +7,680 +8%
GAMC
68
Garner Asset Management Corp
Texas
$858K +$906K +105,674 New
IA
69
IFP Advisors
Florida
$847K +$120K +13,976 +15%
SCM
70
Scopia Capital Management
New York
$846K
FAAS
71
First Allied Advisory Services
California
$826K -$1.12M -130,714 -56%
SW
72
SVB Wealth
Massachusetts
$806K -$17.2K -2,000 -2%
PAG
73
Private Advisor Group
New Jersey
$797K +$35.8K +4,179 +4%
AIMCA
74
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$780K
ANI
75
American National Insurance
Texas
$762K

PSEC Hedge Fund Activity: Q2 2017 in Review

213 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2017, worth a combined $448M — down 13% from $517M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of PSEC and 25 opened new positions — a net loss of 3 holders — while 63 trimmed existing stakes and 80 added.

The largest buyer was Arrowstreet Capital, opening a new position worth an estimated $8.13M. The largest seller was Muzinich & Co, cutting an estimated $14.5M.

  • 213 institutional investors held Prospect Capital (PSEC) as of Q2 2017, down from 218 in Q1 2017.
  • Funds reported $448M of Prospect Capital stock for Q2 2017, down 13% quarter-over-quarter.
  • 25 funds opened new Prospect Capital positions in Q2 2017 and 28 closed out, a net change of -3 holders.
  • The largest Prospect Capital buyer in Q2 2017 was Arrowstreet Capital, an estimated $8.13M added.
  • The largest Prospect Capital seller in Q2 2017 was Muzinich & Co, an estimated $14.5M sold.

Based on aggregated 13F filings for Q2 2017.