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Prospect Capital
PSEC

Overview Fund Activity

213 hedge funds and large institutions have $448M invested in Prospect Capital in 2017 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 80 increasing their positions, 63 reducing their positions, and 28 closing their positions.

Holders
213
Holders Change
-5
Holders Change %
-2.29%
% of All Funds
5.32%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
25
Increased
80
Reduced
63
Closed
28
Calls
$5.03M
Puts
$52.3M
Net Calls
-$47.3M
Net Calls Change
-$2.02M

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$7.7M
2
UBS Group
2
UBS Group
Switzerland
$11.1M
3
Invesco
3
Invesco
Georgia
$18.2M
4
Morgan Stanley
4
Morgan Stanley
New York
$18.1M
5
VanEck Associates
5
VanEck Associates
New York
$18.7M

Top Sellers

1
MC
1
Muzinich & Co
New York
$84.2M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$0
3
Two Sigma Advisers
3
Two Sigma Advisers
New York
$1.06M
4
QIM
4
Quantitative Investment Management
Virginia
$0
5
BlackRock
5
BlackRock
New York
$16.5M
Name Market Value Shares Shares
Change 		Shares
Change %
SRC
51
Shufro Rose & Co
New York
$1.39M 170,800 -6,600 -4%
MSTVIM
52
Messner & Smith Theme Value Investment Management
California
$1.37M 168,990 -1,526 -0.9%
Creative Planning
53
Creative Planning
Kansas
$1.35M 166,123 +4,447 +3%
Macquarie Group
54
Macquarie Group
Australia
$1.31M 160,841 +1,641 +1%
RJA
55
Raymond James & Associates
Florida
$1.27M 156,492 -28,694 -15%
Stifel Financial
56
Stifel Financial
Missouri
$1.25M 155,706 +23,382 +18%
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$1.17M 144,232 -666 -0.5%
CIBC World Market
58
CIBC World Market
Ontario, Canada
$1.17M 143,547 +75,839 +112%
Northern Trust
59
Northern Trust
Illinois
$1.08M 133,197 +105,570 +382%
SPC
60
Sigma Planning Corp
Michigan
$1.07M 132,038 -10,814 -8%
Two Sigma Advisers
61
Two Sigma Advisers
New York
$1.06M 130,615 -704,193 -84%
PAM
62
PVG Asset Management
Colorado
$1.06M 130,261 -187,431 -59%
CCA
63
Catalyst Capital Advisors
New York
$1.03M 126,900 +126,900 New
Ameriprise
64
Ameriprise
Minnesota
$1.01M 123,734 +62,681 +103%
CIM
65
Cambria Investment Management
California
$957K 117,866 -16,370 -12%
MML Investors Services
66
MML Investors Services
Massachusetts
$925K 113,881 +113,881 New
FIM
67
Freedom Investment Management
Connecticut
$885K 109,048 +7,680 +8%
GAMC
68
Garner Asset Management Corp
Texas
$858K 105,674 +105,674 New
IA
69
IFP Advisors
Florida
$847K 104,314 +13,976 +15%
SCM
70
Scopia Capital Management
New York
$846K 104,194 – –
FAAS
71
First Allied Advisory Services
California
$826K 101,647 -130,714 -56%
SW
72
SVB Wealth
Massachusetts
$806K 99,200 -2,000 -2%
PAG
73
Private Advisor Group
New Jersey
$797K 98,170 +4,179 +4%
AIMCA
74
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$780K 96,101 – –
ANI
75
American National Insurance
Texas
$762K 93,825 – –
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