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Prospect Capital
PSEC

Overview Fund Activity

209 hedge funds and large institutions have $364M invested in Prospect Capital in 2015 Q3 according to their latest regulatory filings, with 33 funds opening new positions, 62 increasing their positions, 77 reducing their positions, and 26 closing their positions.

Holders
209
Holders Change
+5
Holders Change %
+2.45%
% of All Funds
5.84%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.17%
New
33
Increased
62
Reduced
77
Closed
26
Calls
$3.25M
Puts
$9.4M
Net Calls
-$6.15M
Net Calls Change
+$2.1M

Top Buyers

1
SCM
1
Scopia Capital Management
New York
$16.1M
2
JPMPWA
2
J.P. Morgan Private Wealth Advisors
California
$10.9M
3
HSBC Holdings
3
HSBC Holdings
United Kingdom
$3M
4
Morgan Stanley
4
Morgan Stanley
New York
$22.9M
5
BL
5
BCWM LLC
Kansas
$2.48M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$33.5M
2
LPL Financial
2
LPL Financial
California
$2.64M
3
Deutsche Bank
3
Deutsche Bank
Germany
$20.9M
4
FIM
4
Freedom Investment Management
Connecticut
$277K
5
Two Sigma Investments
5
Two Sigma Investments
New York
$2.08M
Name Holding Trade Value Shares
Change 		Shares
Change %
AIG
51
American International Group
New York
$1.46M -$888K -124,484 -38%
MBT
52
Montecito Bank & Trust
California
$1.43M +$277K +38,918 +24%
SRC
53
Shufro Rose & Co
New York
$1.42M -$66.3K -9,300 -4%
PFS
54
Prospera Financial Services
Texas
$1.41M -$78K -10,940 -5%
State Street
55
State Street
Massachusetts
$1.39M -$270K -37,800 -16%
BCM
56
Beck Capital Management
Texas
$1.32M +$820K +109,990 +165%
WS
57
Wedbush Securities
California
$1.3M +$126K +17,608 +11%
CIBC World Market
58
CIBC World Market
Ontario, Canada
$1.22M -$329K -46,095 -21%
Creative Planning
59
Creative Planning
Kansas
$1.15M -$127K -17,753 -10%
SG Americas Securities
60
SG Americas Securities
New York
$1.01M -$211K -29,600 -17%
BW
61
Bison Wealth
Georgia
$1.01M -$115K -16,336 -10%
VFS
62
VSR Financial Services
Kansas
$987K -$85.6K -12,000 -8%
TYCC
63
Texas Yale Capital Corp
Florida
$985K -$3.57K -500 -0.4%
PGH
64
Partners Group Holding
Switzerland
$982K +$303K +42,500 +45%
MCM
65
McKinley Capital Management
Alaska
$946K -$74.3K -10,422 -7%
RJFSA
66
Raymond James Financial Services Advisors
Florida
$946K +$446K +62,570 +89%
Group One Trading
67
Group One Trading
Illinois
$939K -$505K -70,919 -35%
WA
68
WFG Advisors
Texas
$939K +$420K +58,954 +81%
BRWA
69
B. Riley Wealth Advisors
Florida
$891K -$316K -44,299 -26%
BB
70
Bell Bank
North Dakota
$873K +$189K +26,480 +28%
Stifel Financial
71
Stifel Financial
Missouri
$833K +$142K +19,862 +20%
CPSAC
72
Chas P. Smith & Associates (CPS)
Florida
$819K -$61.5K -8,620 -7%
DnB Asset Management
73
DnB Asset Management
Norway
$756K +$29.3K +4,100 +4%
HFS
74
HL Financial Services
Kentucky
$752K +$76.5K +10,725 +11%
SW
75
SVB Wealth
Massachusetts
$750K -$60.6K -8,500 -7%
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