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Prospect Capital

193 hedge funds and large institutions have $257M invested in Prospect Capital in 2021 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 79 increasing their positions, 49 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
193
Holders Change
-8
Holders Change %
-3.98%
% of All Funds
3.39%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
19
Increased
79
Reduced
49
Closed
27
Calls
$7.8M
Puts
$5.03M
Net Calls
+$2.77M
Net Calls Change
+$1.3M
Name Holding Trade Value Shares
Change
Shares
Change %
DADC
26
D.A. Davidson & Co
Montana
$1.88M +$266K +34,531 +16%
XF
27
XML Financial
Maryland
$1.7M +$34.1K +4,435 +2%
KPWS
28
Kestra Private Wealth Services
Texas
$1.63M +$29.3K +3,803 +2%
IAIM
29
International Assets Investment Management
Florida
$1.62M +$50.6K +7,600 +3%
GAMC
30
Garner Asset Management Corp
Texas
$1.43M +$10.8K +1,400 +0.8%
PTC
31
Philadelphia Trust Company
Pennsylvania
$1.41M +$15.4K +2,000 +1%
NAM
32
Nissay Asset Management
Japan
$1.39M
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$1.27M +$15.5K +2,015 +1%
Mackenzie Financial
34
Mackenzie Financial
Ontario, Canada
$1.23M +$170K +22,075 +16%
Truist Financial
35
Truist Financial
North Carolina
$1.2M -$7.26K -943 -0.6%
Northern Trust
36
Northern Trust
Illinois
$1.1M +$7.5K +974 +0.7%
AIMCA
37
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.03M -$340K -44,100 -25%
SCA
38
SMH Capital Advisors
Texas
$1.02M +$8 +1 +0%
CCA
39
Catalyst Capital Advisors
New York
$977K
ASN
40
Advisory Services Network
Georgia
$893K -$113K -14,709 -11%
Canada Life
41
Canada Life
Manitoba, Canada
$881K +$197K +25,417 +29%
SPC
42
Sigma Planning Corp
Michigan
$863K +$5.14K +668 +0.6%
GC
43
Guggenheim Capital
Illinois
$797K -$59.7K -7,750 -7%
CAM
44
Concorde Asset Management
Michigan
$784K +$784K +101,877 New
DC
45
Davenport & Co
Virginia
$732K -$49.2K -6,385 -6%
Wells Fargo
46
Wells Fargo
California
$722K -$135K -17,576 -16%
WHG
47
Westwood Holdings Group
Texas
$714K +$714K +92,667 New
RJFSA
48
Raymond James Financial Services Advisors
Florida
$707K -$115K -14,993 -14%
Group One Trading
49
Group One Trading
Illinois
$671K -$1.15M -149,339 -63%
Bank of America
50
Bank of America
North Carolina
$669K -$32.2K -4,180 -5%