PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

191 hedge funds and large institutions have $267M invested in Prospect Capital in 2021 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 62 increasing their positions, 56 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
191
Holders Change
-8
Holders Change %
-4.02%
% of All Funds
3.36%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
62
Reduced
56
Closed
30
Calls
$7.44M
Puts
$6.13M
Net Calls
+$1.31M
Net Calls Change
+$4.47M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$10.1M
2
IAIM
2
International Assets Investment Management
Florida
$2.8M
3
Group One Trading
3
Group One Trading
Illinois
$2.06M
4
CAM
4
Concorde Asset Management
Michigan
$1.17M
5
LPL Financial
5
LPL Financial
California
$4.17M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$3.25M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$0
3
LSV Asset Management
3
LSV Asset Management
Illinois
$49.1M
4
Invesco
4
Invesco
Georgia
$15.6M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
XF
26
XML Financial
Maryland
$1.63M +$30.1K +3,918 +2%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$1.57M +$94.1K +12,267 +6%
KPWS
28
Kestra Private Wealth Services
Texas
$1.56M +$29.5K +3,851 +2%
GAMC
29
Garner Asset Management Corp
Texas
$1.41M -$68.5K -8,925 -5%
NAM
30
Nissay Asset Management
Japan
$1.38M – – –
PTC
31
Philadelphia Trust Company
Pennsylvania
$1.38M – – –
Allianz Asset Management
32
Allianz Asset Management
Germany
$1.38M -$433K -56,517 -24%
AIMCA
33
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.36M – – –
DADC
34
D.A. Davidson & Co
Montana
$1.32M +$142K +18,500 +12%
SCA
35
SMH Capital Advisors
Texas
$1.26M +$42.5K +5,539 +3%
Macquarie Group
36
Macquarie Group
Australia
$1.23M – – –
DnB Asset Management
37
DnB Asset Management
Norway
$1.22M – – –
Truist Financial
38
Truist Financial
North Carolina
$1.2M +$307 +40 +0%
Wells Fargo
39
Wells Fargo
California
$1.18M -$613K -79,895 -34%
CAM
40
Concorde Asset Management
Michigan
$1.17M +$1.17M +152,910 New
GC
41
Guggenheim Capital
Illinois
$1.08M -$61.7K -8,041 -5%
ASN
42
Advisory Services Network
Georgia
$1.04M +$34.7K +4,519 +3%
CCA
43
Catalyst Capital Advisors
New York
$973K – – –
IWC
44
Integrated Wealth Concepts
Massachusetts
$957K +$957K +124,707 New
RJFSA
45
Raymond James Financial Services Advisors
Florida
$830K -$143K -18,635 -15%
SPC
46
Sigma Planning Corp
Michigan
$792K +$107K +13,925 +16%
William Blair & Company
47
William Blair & Company
Illinois
$785K +$767 +100 +0.1%
DC
48
Davenport & Co
Virginia
$747K +$23K +3,000 +3%
Stifel Financial
49
Stifel Financial
Missouri
$700K +$19.3K +2,515 +3%
Northern Trust
50
Northern Trust
Illinois
$691K -$322K -42,009 -32%
1
2
3 4 5