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Prospect Capital
PSEC

Overview Fund Activity

221 hedge funds and large institutions have $350M invested in Prospect Capital in 2019 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 77 increasing their positions, 64 reducing their positions, and 24 closing their positions.

Holders
221
Holders Change
+14
Holders Change %
+6.76%
% of All Funds
4.36%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.06%
New
39
Increased
77
Reduced
64
Closed
24
Calls
$1.95M
Puts
$17M
Net Calls
-$15.1M
Net Calls Change
+$1.3M

Top Buyers

1
IAA
1
Independent Advisor Alliance
North Carolina
$10.9M
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$36.3M
3
Man Group
3
Man Group
United Kingdom
$12.4M
4
Invesco
4
Invesco
Georgia
$11.8M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$12.8M

Top Sellers

1
Allianz Asset Management
1
Allianz Asset Management
Germany
$3.42M
2
Morgan Stanley
2
Morgan Stanley
New York
$5.68M
3
Deutsche Bank
3
Deutsche Bank
Germany
$20K
4
UBS Group
4
UBS Group
Switzerland
$14M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$5.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
NAM
26
Nissay Asset Management
Japan
$2.64M – – –
AG
27
Advisor Group
Arizona
$2.61M +$250K +38,861 +11%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$2.35M +$66.9K +10,390 +3%
US Bancorp
29
US Bancorp
Minnesota
$2.02M +$3.49K +542 +0.2%
Citadel Advisors
30
Citadel Advisors
Florida
$1.96M +$1.7M +263,753 +643%
JPMorgan Chase & Co
31
JPMorgan Chase & Co
New York
$1.93M +$1.66M +258,482 +635%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$1.81M -$103K -16,033 -5%
Victory Capital Management
33
Victory Capital Management
Texas
$1.66M +$5.51K +855 +0.3%
MIAN
34
Mariner Independent Advisor Network
Kansas
$1.64M +$105K +16,239 +7%
DC
35
Davenport & Co
Virginia
$1.49M +$473K +73,506 +47%
RJFSA
36
Raymond James Financial Services Advisors
Florida
$1.46M -$483 -75 -0%
HighTower Advisors
37
HighTower Advisors
Illinois
$1.31M +$186K +28,948 +17%
D.E. Shaw & Co
38
D.E. Shaw & Co
New York
$1.29M +$1.06M +165,051 +473%
GC
39
Guggenheim Capital
Illinois
$1.28M -$390K -60,525 -23%
Balyasny Asset Management
40
Balyasny Asset Management
Illinois
$1.24M +$833K +129,273 +204%
VCWA
41
Vanguard Capital Wealth Advisors
Colorado
$1.17M +$6.45K +1,002 +0.6%
ECM
42
ExodusPoint Capital Management
New York
$1.15M +$1.15M +179,196 New
Northern Trust
43
Northern Trust
Illinois
$1.15M -$36.2K -5,621 -3%
AIMCA
44
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.14M – – –
DnB Asset Management
45
DnB Asset Management
Norway
$1.1M – – –
Macquarie Group
46
Macquarie Group
Australia
$1.04M – – –
KBC Group
47
KBC Group
Belgium
$1.03M +$350K +54,393 +51%
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$1.03M +$282K +43,760 +38%
SCA
49
SMH Capital Advisors
Texas
$1.01M +$4.92K +764 +0.5%
Group One Trading
50
Group One Trading
Illinois
$931K +$111K +17,300 +14%
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