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Prospect Capital
PSEC

Overview Fund Activity

221 hedge funds and large institutions have $260M invested in Prospect Capital in 2019 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 65 increasing their positions, 70 reducing their positions, and 40 closing their positions.

Holders
221
Holders Change
-18
Holders Change %
-7.53%
% of All Funds
4.79%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
24
Increased
65
Reduced
70
Closed
40
Calls
$4.21M
Puts
$19M
Net Calls
-$14.8M
Net Calls Change
+$17M

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$11.5M
2
KBC Group
2
KBC Group
Belgium
$2.54M
3
Allianz Asset Management
3
Allianz Asset Management
Germany
$14.5M
4
PAM
4
PVG Asset Management
Colorado
$2.56M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$11.9M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$32.5M
2
Millennium Management
2
Millennium Management
New York
$93K
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$6.74M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$219K
5
VanEck Associates
5
VanEck Associates
New York
$13M
Name Holding Trade Value Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$2.01M +$6.14K +942 +0.3%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$1.91M +$257K +39,358 +16%
Mackenzie Financial
28
Mackenzie Financial
Ontario, Canada
$1.83M -$259K -39,757 -12%
MIAN
29
Mariner Independent Advisor Network
Kansas
$1.83M +$29.3K +4,487 +2%
QOP
30
Quinn Opportunity Partners
Virginia
$1.78M -$452K -69,340 -20%
Two Sigma Investments
31
Two Sigma Investments
New York
$1.53M -$306K -46,955 -17%
Nordea Investment Management
32
Nordea Investment Management
Sweden
$1.38M -$13.8K -2,112 -1%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$1.31M +$135K +20,715 +11%
Northern Trust
34
Northern Trust
Illinois
$1.24M -$40.7K -6,251 -3%
AIMCA
35
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.16M +$304K +46,600 +36%
Macquarie Group
36
Macquarie Group
Australia
$1.05M -$84K -12,882 -7%
DnB Asset Management
37
DnB Asset Management
Norway
$1.03M – – –
VCWA
38
Vanguard Capital Wealth Advisors
Colorado
$1.01M +$144K +22,122 +17%
Two Sigma Advisers
39
Two Sigma Advisers
New York
$1M -$1.48M -227,500 -60%
Mirae Asset Global Investments
40
Mirae Asset Global Investments
South Korea
$1M +$44.7K +6,854 +5%
SCA
41
SMH Capital Advisors
Texas
$999K +$13.9K +2,134 +1%
DC
42
Davenport & Co
Virginia
$965K +$165K +25,300 +21%
Group One Trading
43
Group One Trading
Illinois
$912K -$123K -18,890 -12%
WAM
44
Wolverine Asset Management
Illinois
$900K +$514K +78,835 +133%
Wells Fargo
45
Wells Fargo
California
$857K +$53.8K +8,256 +7%
Stifel Financial
46
Stifel Financial
Missouri
$844K +$33.8K +5,097 +4%
CCA
47
Catalyst Capital Advisors
New York
$827K – – –
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$826K +$57.7K +8,860 +8%
RJA
49
Raymond James & Associates
Florida
$810K -$132K -20,305 -14%
SBIA
50
Sheaff Brock Investment Advisors
Indiana
$795K – – –
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