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Prospect Capital
PSEC

Overview Fund Activity

239 hedge funds and large institutions have $301M invested in Prospect Capital in 2018 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 57 increasing their positions, 76 reducing their positions, and 31 closing their positions.

Holders
239
Holders Change
+15
Holders Change %
+6.7%
% of All Funds
5.33%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
52
Increased
57
Reduced
76
Closed
31
Calls
$7.79M
Puts
$39.6M
Net Calls
-$31.8M
Net Calls Change
-$10.5M

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$37.2M
2
Allianz Asset Management
2
Allianz Asset Management
Germany
$11.9M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$6.78M
4
LSV Asset Management
4
LSV Asset Management
Illinois
$35.4M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$10.7M

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$1.02M
2
Invesco
2
Invesco
Georgia
$3.16M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.78M
4
Arrowstreet Capital
4
Arrowstreet Capital
Massachusetts
$11.2M
5
Deutsche Bank
5
Deutsche Bank
Germany
$3.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
JPMPWA
26
J.P. Morgan Private Wealth Advisors
California
$2.05M -$1.36M -215,336 -40%
Mackenzie Financial
27
Mackenzie Financial
Ontario, Canada
$2.03M – – –
US Bancorp
28
US Bancorp
Minnesota
$1.97M +$5.33K +844 +0.3%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$1.94M -$118K -18,759 -6%
MIAN
30
Mariner Independent Advisor Network
Kansas
$1.86M +$170K +25,190 +10%
Two Sigma Investments
31
Two Sigma Investments
New York
$1.78M -$8.45M -1,338,812 -83%
Man Group
32
Man Group
United Kingdom
$1.68M +$748K +118,577 +80%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$1.6M -$368K -58,331 -19%
PI
34
PineBridge Investments
New York
$1.57M +$99.5K +15,755 +7%
AR
35
Advisory Research
Illinois
$1.41M -$431K -68,270 -23%
AAM
36
Advisors Asset Management
Colorado
$1.39M -$458K -72,563 -25%
Nordea Investment Management
37
Nordea Investment Management
Sweden
$1.35M +$16.1K +2,548 +1%
SMDAM
38
Sumitomo Mitsui DS Asset Management
Japan
$1.3M -$400K -63,446 -24%
Northern Trust
39
Northern Trust
Illinois
$1.24M -$45.6K -7,222 -4%
GH
40
GAM Holding
Switzerland
$1.21M +$54.7K +8,422 +5%
Goldman Sachs
41
Goldman Sachs
New York
$1.19M -$370K -58,573 -24%
RJFSA
42
Raymond James Financial Services Advisors
Florida
$1.14M -$59.7K -9,457 -5%
Macquarie Group
43
Macquarie Group
Australia
$1.1M -$31.1K -4,925 -3%
CS
44
Credit Suisse
Switzerland
$1.02M -$16.4M -2,600,618 -94%
Group One Trading
45
Group One Trading
Illinois
$1M -$111K -17,591 -10%
DnB Asset Management
46
DnB Asset Management
Norway
$998K -$123K -19,500 -11%
SCA
47
SMH Capital Advisors
Texas
$953K -$21.1K -3,342 -2%
Mirae Asset Global Investments
48
Mirae Asset Global Investments
South Korea
$924K +$677K +107,334 +274%
RJA
49
Raymond James & Associates
Florida
$912K +$40.3K +6,381 +5%
PAM
50
PVG Asset Management
Colorado
$894K +$894K +141,764 New
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