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Prospect Capital
PSEC

Overview Fund Activity

218 hedge funds and large institutions have $517M invested in Prospect Capital in 2017 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 70 increasing their positions, 69 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
218
Holders Change
+6
Holders Change %
+2.83%
% of All Funds
5.44%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
31
Increased
70
Reduced
69
Closed
21
Calls
$5.66M
Puts
$50.9M
Net Calls
-$45.3M
Net Calls Change
+$9.65M

Top Buyers

1
MC
1
Muzinich & Co
New York
$109M
2
BlackRock
2
BlackRock
New York
$22.4M
3
PAM
3
Panagora Asset Management
Massachusetts
$9.98M
4
California Public Employees Retirement System
4
California Public Employees Retirement System
California
$6.75M
5
LSV Asset Management
5
LSV Asset Management
Illinois
$16.1M

Top Sellers

1
AM
1
Ares Management
California
$0
2
AFG
2
American Financial Group
Ohio
$0
3
UBS Group
3
UBS Group
Switzerland
$5.2M
4
MIAN
4
Mariner Independent Advisor Network
Kansas
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$15.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
QIM
26
Quantitative Investment Management
Virginia
$3.94M +$1.23M +135,700 +45%
USAA
27
United Services Automobile Association
Texas
$3.65M -$2.44M -270,000 -40%
Goldman Sachs
28
Goldman Sachs
New York
$3.3M +$2.64M +291,646 +399%
TNBTD
29
Trustmark National Bank Trust Department
Mississippi
$3.23M -$1.15M -127,217 -26%
WA
30
WFG Advisors
Texas
$3.22M -$425K -46,987 -12%
AG
31
Advisor Group
Arizona
$3.18M -$233K -25,723 -7%
US Bancorp
32
US Bancorp
Minnesota
$3.05M +$215K +23,800 +8%
BCM
33
Beck Capital Management
Texas
$3.03M +$581K +64,304 +24%
Bank of America
34
Bank of America
North Carolina
$3.02M -$20.4K -2,260 -0.7%
Allianz Asset Management
35
Allianz Asset Management
Germany
$3.01M -$21.8K -2,406 -0.7%
PAM
36
PVG Asset Management
Colorado
$2.87M -$183K -20,216 -6%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$2.79M +$143K +15,850 +5%
LPL Financial
38
LPL Financial
California
$2.76M +$183K +20,090 +7%
RIA
39
RPG Investment Advisory
California
$2.6M -$36.7K -4,062 -1%
JIR
40
James Investment Research
Ohio
$2.54M -$1.23M -136,218 -33%
SG Americas Securities
41
SG Americas Securities
New York
$2.54M -$147K -16,300 -5%
Group One Trading
42
Group One Trading
Illinois
$2.51M -$166K -18,412 -6%
Barclays
43
Barclays
United Kingdom
$2.36M -$320K -35,461 -12%
AP
44
AHL Partners
United Kingdom
$2.3M -$1.27M -140,720 -36%
Robeco Institutional Asset Management
45
Robeco Institutional Asset Management
Netherlands
$2.19M -$118 -13 -0%
FAAS
46
First Allied Advisory Services
California
$2.11M +$1.3M +142,514 +159%
RJFSA
47
Raymond James Financial Services Advisors
Florida
$2.08M -$5.88K -650 -0.3%
HFS
48
HL Financial Services
Kentucky
$2.07M -$58.2K -6,436 -3%
Mackenzie Financial
49
Mackenzie Financial
Ontario, Canada
$2.01M +$774K +85,613 +62%
MC
50
Menta Capital
California
$1.77M +$1.37M +151,732 +341%
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