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Prospect Capital
PSEC

Overview Fund Activity

217 hedge funds and large institutions have $302M invested in Prospect Capital in 2016 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 62 increasing their positions, 77 reducing their positions, and 23 closing their positions.

Holders
217
Holders Change
+11
Holders Change %
+5.34%
% of All Funds
5.79%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
36
Increased
62
Reduced
77
Closed
23
Calls
$8.94M
Puts
$41.7M
Net Calls
-$32.8M
Net Calls Change
-$23.8M

Top Buyers

1
Barclays
1
Barclays
United Kingdom
$7M
2
AL
2
Airain Ltd
Guernsey
$2.03M
3
LSV Asset Management
3
LSV Asset Management
Illinois
$8.03M
4
UBS Group
4
UBS Group
Switzerland
$19M
5
PP
5
PDT Partners
New York
$1.48M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$5.22M
2
CS
2
Credit Suisse
Switzerland
$580K
3
MP
3
Mangrove Partners
Connecticut
$0
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$6.87M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.89M
Name Holding Trade Value Shares
Change 		Shares
Change %
MCM
26
McKinley Capital Management
Alaska
$2.18M +$1.21M +166,258 +125%
Bank of America
27
Bank of America
North Carolina
$2.12M -$15.3K -2,102 -0.7%
AL
28
Airain Ltd
Guernsey
$2.03M +$2.03M +279,557 New
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$2M +$388K +53,359 +24%
US Bancorp
30
US Bancorp
Minnesota
$1.95M +$246K +33,791 +14%
Creative Planning
31
Creative Planning
Kansas
$1.91M +$418K +57,460 +28%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$1.89M -$4.66M -641,153 -71%
MSTVIM
33
Messner & Smith Theme Value Investment Management
California
$1.88M -$574K -78,893 -23%
SBIA
34
Sheaff Brock Investment Advisors
Indiana
$1.68M +$87.8K +12,076 +6%
BCM
35
Beck Capital Management
Texas
$1.67M +$118K +16,167 +8%
MIAN
36
Mariner Independent Advisor Network
Kansas
$1.59M +$846K +117,602 +114%
Wells Fargo
37
Wells Fargo
California
$1.49M -$692K -95,231 -32%
PP
38
PDT Partners
New York
$1.48M +$1.48M +203,130 New
MBT
39
Montecito Bank & Trust
California
$1.45M – – –
SRC
40
Shufro Rose & Co
New York
$1.45M -$10.9K -1,500 -0.7%
RJFSA
41
Raymond James Financial Services Advisors
Florida
$1.44M +$77.2K +10,621 +6%
Citigroup
42
Citigroup
New York
$1.42M -$674K -92,783 -32%
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$1.36M -$106K -14,633 -7%
Two Sigma Advisers
44
Two Sigma Advisers
New York
$1.36M +$372K +51,100 +38%
AIG
45
American International Group
New York
$1.34M -$40.3K -5,546 -3%
WS
46
Wedbush Securities
California
$1.33M +$91.2K +12,537 +7%
Goldman Sachs
47
Goldman Sachs
New York
$1.23M -$1.09M -149,346 -47%
KeyBank National Association
48
KeyBank National Association
Ohio
$1.22M +$21.8K +3,000 +2%
PFS
49
Prospera Financial Services
Texas
$1.21M +$12.7K +1,751 +1%
CIBC World Market
50
CIBC World Market
Ontario, Canada
$1.19M -$108K -14,814 -8%
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