PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

254 hedge funds and large institutions have $908M invested in Prospect Capital in 2014 Q1 according to their latest regulatory filings, with 49 funds opening new positions, 107 increasing their positions, 70 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
254
Holders Change
+19
Holders Change %
+8.09%
% of All Funds
7.34%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.14%
New
49
Increased
107
Reduced
70
Closed
25
Calls
$825K
Puts
$3.47M
Net Calls
-$2.65M
Net Calls Change
-$1.39M

Top Buyers

1
Two Sigma Investments
1
Two Sigma Investments
New York
$47.7M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$35.8M
3
CNB
3
City National Bank
California
$40.2M
4
U
4
UBS
Switzerland
$43.2M
5
Bank of America
5
Bank of America
North Carolina
$10.5M

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$83.8M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$11.1M
3
Principal Financial Group
3
Principal Financial Group
Iowa
$923K
4
Ameriprise
4
Ameriprise
Minnesota
$85K
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$12.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
GAM
251
Gemmer Asset Management
California
$2K +$2K +185 New
WAS
252
Winch Advisory Services
Wisconsin
$2K +$2K +200 New
TCM
253
Tradewinds Capital Management
Washington
$1K – – –
EFSCE
254
Enterprise Financial Services Corp (EFSC)
Missouri
$1K +$1K +69 New
Public Sector Pension Investment Board (PSP Investments)
255
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
– -$7.76M -691,836 Closed
State of Tennessee, Department of Treasury
256
State of Tennessee, Department of Treasury
Tennessee
– -$3.38M -301,234 Closed
New York State Teachers Retirement System (NYSTRS)
257
New York State Teachers Retirement System (NYSTRS)
New York
– -$3.27M -291,280 Closed
LSERS
258
Louisiana State Employees Retirement System
Louisiana
– -$1.47M -131,400 Closed
Thrivent Financial for Lutherans
259
Thrivent Financial for Lutherans
Minnesota
– -$1.18M -104,882 Closed
SGCA
260
Steel Grove Capital Advisors
Tennessee
– -$983K -87,586 Closed
AA
261
ALPS Advisors
Colorado
– -$460K -42,280 Closed
Tudor Investment Corp
262
Tudor Investment Corp
Connecticut
– -$439K -39,140 Closed
EWM
263
Elite Wealth Management
Washington
– -$337K -30,000 Closed
CIBC Asset Management
264
CIBC Asset Management
Ontario, Canada
– -$272K -24,200 Closed
CC
265
Cipher Capital
New York
– -$266K -23,762 Closed
HIMCH
266
Hartford Investment Management Co (HIMCO)
Connecticut
– -$254K -22,597 Closed
QIM
267
Quantitative Investment Management
Virginia
– -$222K -19,800 Closed
Jane Street
268
Jane Street
New York
– -$205K -18,264 Closed
Grantham, Mayo, Van Otterloo & Co (GMO)
269
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
– -$188K -16,742 Closed
FANJ
270
Financial Architects (New Jersey)
New Jersey
– -$168K -15,000 Closed
OA
271
OFI Advisors
Pennsylvania
– -$160K -14,235 Closed
WAM
272
World Asset Management
Michigan
– -$149K -13,268 Closed
WB
273
Webster Bank
Connecticut
– -$132K -11,800 Closed
PL
274
Parkwood LLC
Ohio
– -$102K -9,076 Closed
ZTNA
275
Zions Trust National Association
Utah
– -$56K -5,000 Closed
8 9 10
11
12