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ALPS Advisors’s Prospect Capital PSEC Stock Holding History

ALPS Advisors’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-42,280
Closed -$460K – 659
2013
Q4 		$460K Buy
42,280
+20,536
+94% +$231K ﹤0.01% 466
2013
Q3 		$243K Buy
+21,744
New +$241K ﹤0.01% 526

Other funds holding PSEC

BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
CNB
City National Bank Beverly Hills, California $11.6B AUM 3.11% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
DFG
Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ALPS Advisors's PSEC Position: Q1 2014 in Review

ALPS Advisors sold out of Prospect Capital (PSEC) in Q1 2014, closing a stake of 42,280 shares — an estimated $460K sold.

ALPS Advisors first reported a position in PSEC in Q3 2013 and held it in 2 quarters. The position peaked at $460K in Q4 2013. 254 funds tracked by Wall St. Rank hold PSEC as of Q1 2014.

  • ALPS Advisors reported no remaining Prospect Capital position as of Q1 2014 after selling out during the quarter.
  • ALPS Advisors sold 42,280 Prospect Capital shares in Q1 2014, an estimated $460K.
  • ALPS Advisors first reported a position in Prospect Capital in Q3 2013 and held it in 2 quarters.
  • ALPS Advisors's Prospect Capital position peaked at $460K in Q4 2013.
  • 254 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2014.

Based on ALPS Advisors's 13F filing for Q1 2014, filed 15 May 2014.