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Prospect Capital
PSEC

Overview Fund Activity

221 hedge funds and large institutions have $260M invested in Prospect Capital in 2019 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 65 increasing their positions, 70 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
221
Holders Change
-18
Holders Change %
-7.53%
% of All Funds
4.79%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
24
Increased
65
Reduced
70
Closed
40
Calls
$4.21M
Puts
$19M
Net Calls
-$14.8M
Net Calls Change
+$17M

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$11.5M
2
KBC Group
2
KBC Group
Belgium
$2.54M
3
Allianz Asset Management
3
Allianz Asset Management
Germany
$14.5M
4
PAM
4
PVG Asset Management
Colorado
$2.56M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$11.9M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$32.5M
2
Millennium Management
2
Millennium Management
New York
$93K
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$6.74M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$219K
5
VanEck Associates
5
VanEck Associates
New York
$13M
Name Holding Trade Value Shares
Change 		Shares
Change %
Fisher Asset Management
226
Fisher Asset Management
Washington
– -$256K -40,500 Closed
OIA
227
Optimum Investment Advisors
Illinois
– -$252K -40,000 Closed
TG
228
TCW Group
California
– -$243K -38,500 Closed
GCP
229
GSA Capital Partners
United Kingdom
– -$229K -36,224 Closed
BCM
230
BlueCrest Capital Management
Jersey
– -$196K -31,052 Closed
TSS
231
Two Sigma Securities
New York
– -$186K -29,504 Closed
BRWA
232
B. Riley Wealth Advisors
Florida
– -$156K -24,658 Closed
CSS
233
Cubist Systematic Strategies
Connecticut
– -$149K -23,539 Closed
BC
234
Burney Company
Virginia
– -$144K -22,900 Closed
QC
235
Quadrature Capital
United Kingdom
– -$105K -16,585 Closed
SFI
236
Susquehanna Fundamental Investments
Pennsylvania
– -$90K -14,300 Closed
LNC
237
Lincoln National Corp
Pennsylvania
– -$89K -14,103 Closed
FLPIM
238
F.L. Putnam Investment Management
Massachusetts
– -$84K -13,262 Closed
DS
239
DRW Securities
Illinois
– -$79K -12,583 Closed
CG
240
CFO4Life Group
Texas
– -$74K -11,676 Closed
CAMG
241
CWA Asset Management Group
Florida
– -$73K -11,606 Closed
AWA
242
Arete Wealth Advisors
Illinois
– -$72K -11,408 Closed
BTS
243
BB&T Securities
Virginia
– -$65K -10,368 Closed
AIC
244
Ameritas Investment Company
Nebraska
– -$45K -7,119 Closed
ADL
245
Asset Dedication LLC
California
– -$41K -6,500 Closed
NIT
246
NumerixS Investment Technologies
British Columbia, Canada
– -$27K -4,200 Closed
IIM
247
Ipswich Investment Management
Massachusetts
– -$11K -1,700 Closed
DWM
248
Doyle Wealth Management
Florida
– -$8K -1,202 Closed
PFC
249
Phocas Financial Corp
California
– -$4K -712 Closed
QT
250
Quantbot Technologies
New York
– -$3K -586 Closed
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