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Prospect Capital
PSEC

Overview Fund Activity

227 hedge funds and large institutions have $623M invested in Prospect Capital in 2014 Q2 according to their latest regulatory filings, with 46 funds opening new positions, 106 increasing their positions, 48 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
227
Holders Change
-27
Holders Change %
-10.63%
% of All Funds
6.53%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
46
Increased
106
Reduced
48
Closed
73
Calls
$3.63M
Puts
$12.5M
Net Calls
-$8.91M
Net Calls Change
-$6.26M

Top Buyers

1
U
1
UBS
Switzerland
$59.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$40.7M
3
PP
3
Paloma Partners
Connecticut
$14.3M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$11.3M
5
Deutsche Bank
5
Deutsche Bank
Germany
$21.3M

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$0
2
State Street
2
State Street
Massachusetts
$5.92M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$0
4
BIT
4
BlackRock Institutional Trust
California
$1.27M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$2.35M
Name Holding Trade Value Shares
Change 		Shares
Change %
PCTC
226
Perkins Coie Trust Company
Washington
$2K – – –
RFA
227
Reilly Financial Advisors
California
$2K +$46 +5 +2%
BFA
228
BlackRock Fund Advisors
California
– -$83.8M -7,759,191 Closed
Two Sigma Investments
229
Two Sigma Investments
New York
– -$47.7M -4,414,056 Closed
TCIM
230
TIAA CREF Investment Management
New York
– -$15.1M -1,393,663 Closed
Vanguard Group
231
Vanguard Group
Pennsylvania
– -$11.1M -1,029,906 Closed
TA
232
Teachers Advisors
New York
– -$7.84M -725,609 Closed
California State Teachers Retirement System (CalSTRS)
233
California State Teachers Retirement System (CalSTRS)
California
– -$6.13M -567,397 Closed
New York State Common Retirement Fund
234
New York State Common Retirement Fund
New York
– -$6.1M -564,621 Closed
AllianceBernstein
235
AllianceBernstein
Tennessee
– -$5.78M -534,811 Closed
SGCIA
236
Smith Graham & Co Investment Advisors
Texas
– -$5.2M -481,589 Closed
Charles Schwab
237
Charles Schwab
California
– -$5.03M -465,800 Closed
NFA
238
Nationwide Fund Advisors
Ohio
– -$3.93M -363,574 Closed
RhumbLine Advisers
239
RhumbLine Advisers
Massachusetts
– -$3.9M -360,613 Closed
ProShare Advisors
240
ProShare Advisors
Maryland
– -$3.41M -315,825 Closed
Swiss National Bank
241
Swiss National Bank
Switzerland
– -$3.08M -285,600 Closed
First Trust Advisors
242
First Trust Advisors
Illinois
– -$2.83M -261,537 Closed
MLICM
243
Metropolitan Life Insurance Company (MetLife)
New York
– -$2.7M -250,092 Closed
Geode Capital Management
244
Geode Capital Management
Massachusetts
– -$2.38M -220,753 Closed
AAMU
245
Amundi Asset Management US
Massachusetts
– -$2.38M -220,440 Closed
AL
246
Airain Ltd
Guernsey
– -$2.31M -214,156 Closed
Arrowstreet Capital
247
Arrowstreet Capital
Massachusetts
– -$1.77M -163,584 Closed
State Board of Administration of Florida Retirement System
248
State Board of Administration of Florida Retirement System
Florida
– -$1.75M -161,990 Closed
BA
249
BlackRock Advisors
Delaware
– -$1.75M -161,602 Closed
VOYA Investment Management
250
VOYA Investment Management
Georgia
– -$1.69M -156,384 Closed
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