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Principal Exchange-Traded Funds Principal US Small-Cap ETF

90 hedge funds and large institutions have $1.72B invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2026 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 49 increasing their positions, 14 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 14

100% more funds holding in top 10

Funds holding in top 10: 36 (+3)

82% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 11

13% more capital invested

Capital invested by funds: $1.53B → $1.72B (+$196M)

8% more funds holding

Funds holding: 8390 (+7)

2.78% less ownership

Funds ownership: 100.44%97.66% (-2.8%)

Holders
90
Holders Change
+7
Holders Change %
+8.43%
% of All Funds
1.11%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.07%
New
20
Increased
49
Reduced
14
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$719M +$48.5M +814,741 +7%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$157M +$26.6M +447,188 +20%
PS
3
Principal Securities
Iowa
$145M +$12.9M +216,897 +9%
Ameriprise
4
Ameriprise
Minnesota
$127M +$24.2M +406,119 +22%
Morgan Stanley
5
Morgan Stanley
New York
$96.9M +$26.1M +439,392 +35%
Raymond James Financial
6
Raymond James Financial
Florida
$80.3M +$27.4M +460,552 +49%
Wells Fargo
7
Wells Fargo
California
$77.4M +$19.1M +320,304 +31%
LPL Financial
8
LPL Financial
California
$61.7M +$15.8M +265,917 +33%
Wealth Enhancement Advisory Services
9
Wealth Enhancement Advisory Services
Minnesota
$25.1M -$21.5M -362,142 -45%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$23.3M +$1.46M +24,468 +6%
Truist Financial
11
Truist Financial
North Carolina
$19.4M +$327K +5,497 +2%
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$14.5M +$942K +15,834 +7%
VC
13
Veracity Capital
Georgia
$13.7M -$1.55M -26,015 -10%
HCM
14
Hudson Capital Management
New Jersey
$11.3M +$822K +13,823 +8%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$11.1M +$9.35M +157,076 +423%
Stifel Financial
16
Stifel Financial
Missouri
$10.3M +$612K +10,280 +6%
HBFP
17
Henderson Brothers Financial Partners
Pennsylvania
$9.77M +$10.1M +170,472 New
PA
18
PSI Advisors
Florida
$8.63M +$935K +15,713 +12%
P
19
&Partners
Tennessee
$8.22M -$3.36M -56,527 -28%
RBWA
20
RFG - Bristol Wealth Advisors
Massachusetts
$8.01M +$690K +11,594 +9%
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$7.45M +$751K +12,631 +11%
Osaic Holdings
22
Osaic Holdings
Arizona
$7.01M -$188K -3,159 -3%
SWP
23
Sagespring Wealth Partners
Tennessee
$5.85M +$6.07M +102,054 New
JP Morgan Chase
24
JP Morgan Chase
New York
$5.54M +$5.92M +99,474 New
GVAG
25
Great Valley Advisor Group
Delaware
$4.57M +$398K +6,690 +9%