Principal Exchange-Traded Funds Principal US Small-Cap ETF
8 hedge funds and large institutions have $63.8M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2020 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and 2 closing their positions.
554% more capital invested
Capital invested by funds: $9.76M → $63.8M (+$54.1M)
50% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 2
5.89% more ownership
Funds ownership: 1.54% → 7.43% (+5.9%)
11% less funds holding
Funds holding: 9 → 8 (-1)
50% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Principal Financial Group
Des Moines,
Iowa
|
+$46.6M |
| 2 |
LPL Financial
San Diego,
California
|
+$26.6K |
| 3 |
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
+$98 |
| 4 |
Wells Fargo
San Francisco,
California
|
+$33 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$299K |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$232K |
| 3 |
Osaic Holdings
Scottsdale,
Arizona
|
-$77.2K |
| 4 |
UBS Group
Zurich,
Switzerland
|
-$7K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Principal Financial Group
Des Moines,
Iowa
| $59.1M | +$46.6M | +1,427,479 | +725% |
|
|
2
Morgan Stanley
New York
| $3.31M | -$299K | -9,162 | -9% |
|
|
3
Osaic Holdings
Scottsdale,
Arizona
| $940K | -$77.2K | -2,363 | -8% |
|
|
4
LPL Financial
San Diego,
California
| $437K | +$26.6K | +815 | +7% |
|
|
5
Wells Fargo
San Francisco,
California
| $67K | +$33 | +1 | +0.1% |
|
|
GRP
6
Global Retirement Partners
San Rafael,
California
| $22K | – | – | – |
|
|
TRCT
7
Tower Research Capital (TRC)
New York
| $7K | – | – | – |
|
|
8
Citadel Advisors
Miami,
Florida
| – | -$232K | -8,289 | Closed |
|
|
9
UBS Group
Zurich,
Switzerland
| – | -$7K | -257 | Closed |
|
|
10
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | +$98 | +3 | New |
|
PSC Hedge Fund Activity: Q4 2020 in Review
8 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q4 2020, worth a combined $63.8M — up 554% from $9.76M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of PSC and 1 opened new positions — a net loss of 1 holder — while 2 trimmed existing stakes and 3 added.
The largest buyer was Principal Financial Group, adding an estimated $46.6M. The largest seller was Morgan Stanley, cutting an estimated $299K.
- 8 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q4 2020, down from 9 in Q3 2020.
- Funds reported $63.8M of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q4 2020, up 554% quarter-over-quarter.
- 1 fund opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q4 2020 and 2 closed out, a net change of -1 holder.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q4 2020 was Principal Financial Group, an estimated $46.6M added.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q4 2020 was Morgan Stanley, an estimated $299K sold.
Based on aggregated 13F filings for Q4 2020.