Principal Exchange-Traded Funds Principal US Small-Cap ETF
9 hedge funds and large institutions have $169M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2023 Q2 according to their latest regulatory filings, with 0 funds opening new positions, 3 increasing their positions, 5 reducing their positions, and 3 closing their positions.
4% more capital invested
Capital invested by funds: $162M → $169M (+$6.37M)
0.36% less ownership
Funds ownership: 86.02% → 85.66% (-0.36%)
25% less funds holding
Funds holding: 12 → 9 (-3)
40% less repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 5
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$201K |
| 2 |
Osaic Holdings
Scottsdale,
Arizona
|
+$144K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$50.2K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MA
Mutual Advisors
Omaha,
Nebraska
|
-$1.78M |
| 2 |
Wells Fargo
San Francisco,
California
|
-$519K |
| 3 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
-$271K |
| 4 |
Morgan Stanley
New York
|
-$145K |
| 5 |
LPL Financial
San Diego,
California
|
-$78K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
1
Principal Financial Group
Des Moines,
Iowa
| $160M | -$2.68K | -67 | -0% |
|
|
2
Osaic Holdings
Scottsdale,
Arizona
| $2.1M | +$144K | +3,595 | +8% |
|
|
3
Wells Fargo
San Francisco,
California
| $1.97M | -$519K | -12,975 | -22% |
|
|
4
LPL Financial
San Diego,
California
| $1.89M | -$78K | -1,951 | -4% |
|
|
5
Morgan Stanley
New York
| $1.89M | -$145K | -3,629 | -8% |
|
|
6
Royal Bank of Canada
Toronto,
Ontario, Canada
| $795K | +$201K | +5,034 | +37% |
|
|
7
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $333K | +$50.2K | +1,255 | +19% |
|
8
UBS Group
Zurich,
Switzerland
| $100K | -$4.64K | -116 | -5% |
|
|
GRP
9
Global Retirement Partners
San Rafael,
California
| $25.7K | – | – | – |
|
|
MA
10
Mutual Advisors
Omaha,
Nebraska
| – | -$1.78M | -44,442 | Closed |
|
|
11
Cambridge Investment Research Advisors
Fairfield,
Iowa
| – | -$271K | -6,754 | Closed |
|
12
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$7.5K | -187 | Closed |
|
PSC Hedge Fund Activity: Q2 2023 in Review
9 of the 6,370 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q2 2023, worth a combined $169M — up 3.9% from $162M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of PSC and 0 opened new positions — a net loss of 3 holders — while 5 trimmed existing stakes and 3 added.
The largest buyer was Royal Bank of Canada, adding an estimated $201K. The largest seller was Mutual Advisors, exiting entirely with an estimated $1.78M sold.
- 9 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q2 2023, down from 12 in Q1 2023.
- Funds reported $169M of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q2 2023, up 3.9% quarter-over-quarter.
- 0 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q2 2023 and 3 closed out, a net change of -3 holders.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q2 2023 was Royal Bank of Canada, an estimated $201K added.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q2 2023 was Mutual Advisors, an estimated $1.78M sold.
Based on aggregated 13F filings for Q2 2023.