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Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC

Overview Fund Activity

40 hedge funds and large institutions have $785M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2024 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 18 increasing their positions, 4 reducing their positions, and 1 closing their positions.

Holders
40
Holders Change
+15
Holders Change %
+60%
% of All Funds
0.53%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
17
Increased
18
Reduced
4
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wealth Enhancement Advisory Services
1
Wealth Enhancement Advisory Services
Minnesota
$33.8M
2
PS
2
Principal Securities
Iowa
$87.1M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$83.9M
4
Morgan Stanley
4
Morgan Stanley
New York
$11.8M
5
P
5
&Partners
Tennessee
$5.38M

Top Sellers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$483M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$718K
3
Northwestern Mutual Wealth Management
3
Northwestern Mutual Wealth Management
Wisconsin
$822
4
SPC
4
Sigma Planning Corp
Michigan
$1.65M
5
IAIM
5
International Assets Investment Management
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Principal Financial Group
1
Principal Financial Group
Iowa
$483M 9,428,714 -188,606 -2%
PS
2
Principal Securities
Iowa
$87.1M 1,698,105 +400,614 +31%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$83.9M 1,635,723 +389,638 +31%
Wealth Enhancement Advisory Services
4
Wealth Enhancement Advisory Services
Minnesota
$33.8M 659,015 +601,208 +1,040%
Wells Fargo
5
Wells Fargo
California
$21.9M 428,070 +57,741 +16%
LC
6
Legacy CG
Texas
$12.6M 246,587 +36,792 +18%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$12.3M 239,564 +19,325 +9%
Morgan Stanley
8
Morgan Stanley
New York
$11.8M 230,088 +131,869 +134%
LPL Financial
9
LPL Financial
California
$8.1M 157,980 +42,352 +37%
Raymond James Financial
10
Raymond James Financial
Florida
$7.34M 143,069 +143,069 New
P
11
&Partners
Tennessee
$5.38M 103,598 +82,420 +389%
KDA
12
Kraft Davis & Associates
Missouri
$3.14M 59,538 +59,538 New
Osaic Holdings
13
Osaic Holdings
Arizona
$2.33M 45,543 +14,225 +45%
SPC
14
Sigma Planning Corp
Michigan
$1.65M 32,213 -265 -0.8%
Jane Street
15
Jane Street
New York
$1.43M 27,938 +27,938 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.38M 26,812 +11,492 +75%
AWA
17
Arete Wealth Advisors
Illinois
$1.3M 25,401 +3,149 +14%
VWA
18
Visionary Wealth Advisors
Illinois
$771K 15,041 +15,041 New
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$718K 14,007 -6,372 -31%
Citadel Advisors
20
Citadel Advisors
Florida
$718K 14,001 +14,001 New
PAG
21
Private Advisor Group
New Jersey
$683K 13,318 +13,318 New
SPIA
22
Steward Partners Investment Advisory
New York
$592K 11,548 +7,594 +192%
Stifel Financial
23
Stifel Financial
Missouri
$495K 9,649 +9,649 New
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$395K 7,711 +887 +13%
SAM
25
Smartleaf Asset Management
Massachusetts
$343K 6,704 +1,502 +29%
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