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Principal Exchange-Traded Funds Principal US Small-Cap ETF

40 hedge funds and large institutions have $785M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2024 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 18 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,600% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 1

350% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 4

60% more funds holding

Funds holding: 2540 (+15)

13% more capital invested

Capital invested by funds: $697M → $785M (+$87.8M)

2.47% more ownership

Funds ownership: 106.58%109.05% (+2.5%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
40
Holders Change
+15
Holders Change %
+60%
% of All Funds
0.53%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
17
Increased
18
Reduced
4
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$483M -$10M -188,606 -2%
PS
2
Principal Securities
Iowa
$87.1M +$21.3M +400,614 +31%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$83.9M +$20.7M +389,638 +31%
Wealth Enhancement Advisory Services
4
Wealth Enhancement Advisory Services
Minnesota
$33.8M +$32M +601,208 +1,040%
Wells Fargo
5
Wells Fargo
California
$21.9M +$3.07M +57,741 +16%
LC
6
Legacy CG
Texas
$12.6M +$1.96M +36,792 +18%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$12.3M +$1.03M +19,325 +9%
Morgan Stanley
8
Morgan Stanley
New York
$11.8M +$7.01M +131,869 +134%
LPL Financial
9
LPL Financial
California
$8.1M +$2.25M +42,352 +37%
Raymond James Financial
10
Raymond James Financial
Florida
$7.34M +$7.61M +143,069 New
P
11
&Partners
Tennessee
$5.38M +$4.38M +82,420 +389%
KDA
12
Kraft Davis & Associates
Missouri
$3.14M +$3.17M +59,538 New
Osaic Holdings
13
Osaic Holdings
Arizona
$2.33M +$757K +14,225 +45%
SPC
14
Sigma Planning Corp
Michigan
$1.65M -$14.1K -265 -0.8%
Jane Street
15
Jane Street
New York
$1.43M +$1.49M +27,938 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.38M +$611K +11,492 +75%
AWA
17
Arete Wealth Advisors
Illinois
$1.3M +$167K +3,149 +14%
VWA
18
Visionary Wealth Advisors
Illinois
$771K +$800K +15,041 New
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$718K -$339K -6,372 -31%
Citadel Advisors
20
Citadel Advisors
Florida
$718K +$745K +14,001 New
PAG
21
Private Advisor Group
New Jersey
$683K +$708K +13,318 New
SPIA
22
Steward Partners Investment Advisory
New York
$592K +$404K +7,594 +192%
Stifel Financial
23
Stifel Financial
Missouri
$495K +$513K +9,649 New
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$395K +$47.2K +887 +13%
SAM
25
Smartleaf Asset Management
Massachusetts
$343K +$79.9K +1,502 +29%

PSC Hedge Fund Activity: Q4 2024 in Review

40 of the 7,593 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q4 2024, worth a combined $785M — up 13% from $697M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new PSC positions and 1 closed out — a net gain of 16 holders — while 18 added to existing stakes and 4 trimmed.

The largest buyer was Wealth Enhancement Advisory Services, adding an estimated $32M. The largest seller was Principal Financial Group, cutting an estimated $10M.

  • 40 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q4 2024, up from 25 in Q3 2024.
  • Funds reported $785M of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q4 2024, up 13% quarter-over-quarter.
  • 17 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q4 2024 and 1 closed out, a net change of +16 holders.
  • The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q4 2024 was Wealth Enhancement Advisory Services, an estimated $32M added.
  • The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q4 2024 was Principal Financial Group, an estimated $10M sold.

Based on aggregated 13F filings for Q4 2024.